Regulatory Jobs
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Associate Director
Job Title: Associate Director, Regulatory Reporting & Accounting (Futures)Location: On-site - New York, NYSalary Range: $150,000 - $185,000 baseIndustry: FintechEmployment Type: Full-Time About the Role:Seeking a highly motivated and detail-oriented Associate Director of Regulatory Reporting & Accounting to join a top-tier fintech firm in New York ...
Associate Controller
Larson Maddox is currently partnered with a global leader in energy management and automation, manufacturing materials that are used in every day life. They provide products and services for industries, buildings, and infrastructure, focusing on sustainability and digital transformation. This growing organization is constantly striving to reduce th...
Compliance Associate
A leading trading firm with a strong track record is seeking a Compliance Associate to join thier team, reporting to the Chief Compliance Officer directly and supporting the day-to-day management of the compliance program. The opportunity would be availble for a candidate seeking more exposure to the broad demands of a compliance program.This inclu...
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Marketing & Data Compliance Manager
Our client is redefining what it means to be a consumer bank. With a focus on innovation, trust, and customer-first thinking, they're building financial solutions that are secure, smart, and simple. As they grow, they're looking for a experienced Marketing and Data Compliance Manager to join the team and ensure marketing strategies are not only eff...
Chief Financial Officer
Job Title: Chief Financial Officer (CFO) Location: New York, NY (Hybrid, 3 days on-site) Salary: $225,000 - $275,000 base salary, plus annualized bonus Industry: Professional ServicesCompany Overview: A leading professional services firm in New York City is seeking a dynamic and experienced Chief Financial Officer (CFO) to join their team. The CFO ...
Compliance Analyst
A well-established and growing investment management firm is seeking a Compliance Analyst to join the team and report directly to the Chief Compliance Officer. An ideal candidate will have investment advisory compliance experience and will have worked with managing the day-to-day compliance program at an RIA, fund, or private investment firm. Any e...