Explore Global Regulatory & Compliance Legal Jobs

Key ResponsibilitiesLead an internal control room framework governing access to sensitive information, internal boundaries, and activity limitations across business lines.Act as the primary contact for matters involving potential exposure to non‑public information, including internal escalations and risk assessments.Review, approve, and document te...

Key ResponsibilitiesAssist in maintaining and applying internal controls related to confidential information handling, internal boundaries, and activity restrictions.Support the control room in evaluating and escalating matters involving potential exposure to non‑public information.Coordinate and document approvals for temporary access to sensitive...

Our client is a leading global quantitative investment manager with a strong track record across systematic fixed income, macro, and relative‑value strategies. As part of the firm's continued growth, they are seeking a Senior Fixed Income Compliance Advisor to provide front‑office advisory coverage to their fixed income and rates trading businesses...

A leading, well-established financial services firm is seeking a Head of Core Compliance to lead and evolve its firmwide regulatory compliance framework. This senior leader will play a critical role in ensuring regulatory obligations are met while fostering a strong, values-driven culture of compliance across the organization.This role offers the o...

We are a growing compliance consulting firm headquartered in Chicago, advising clients-particularly within the private equity and investment management space-on ethics, governance, and regulatory compliance. We are seeking a Senior Code of Ethics Specialist to lead complex ethics engagements and serve as a trusted advisor to senior leadership...