Regulatory Jobs
Showing 61 results
Sort by:
Markets Compliance AD
Position: Associate Director - Compliance (Markets Focus)Overview:This role offers an opportunity to join a dynamic compliance team within a capital markets environment. The successful candidate will play a key role in ensuring regulatory adherence, conducting surveillance, and supporting the firm's governance framework across trading and operation...
Compliance Testing Manager Capital Markets
Compliance Testing Manager - Capital MarketsOur client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Manager level to lead specialist Compliance Testing programs across the firms Capital Markets business. The firm are one of the world's largest banking groups whose global presence continues...
Executive Director DCM Compliance Advisor
Executive Director - Debt Capital Markets Compliance AdviceOur client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at an Executive Director level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Investment Banking business with a focus ...
Elevate your career
Take the first step toward your next opportunity - submit your CV and get started today.
Head of Compliance
📍 Tokyo, Japan | 💼 Full-time | 🌏 APAC Regional ScopeA leading global financial services firm is seeking a seasoned Head of Compliance to lead its Japan compliance function. This is a senior-level opportunity for a compliance professional to oversee regulatory adherence, drive compliance strategy, and contribute to regional initiatives across the...
Compliance Officer Global Asset Management
Job Title: Compliance Officer - General ComplianceLocation: Hong KongAbout the Role:We are looking for a Compliance Officer to support general compliance activities across the Asia Pacific region. This role involves reviewing business materials, supporting regulatory filings, and helping ensure our operations meet legal and ethical standards.Key Re...
AML VP /AD Investment Bank
Job Summary:We are seeking a seasoned AML Compliance professional to join the Financial Crime Compliance team as a Vice President or Associate Director. This role is responsible for overseeing anti-money laundering (AML) and counter-terrorist financing (CTF) compliance across the investment banking business, ensuring adherence to local and internat...