Explore Global Regulatory & Compliance Legal Jobs

A leading global energy organization with a strong presence in commodity trading and power markets. The company is committed to operational excellence, regulatory compliance, and innovation in energy solutions. It operates across multiple U.S. markets and emphasizes transparency, risk management, and sustainable growth. This role focuses on regulat...

Associate, ComplianceLocation: New York (Hybrid) Salary: $90,000 - $100,000 annually + discretionary annual cash bonusAbout the Role Our client, a leading financial technology firm specializing in securities finance and trading is seeking a Compliance Associate to join its team. This role supports regulatory obligations and internal monitoring proc...

Our client, a Registered Investment Advisor (RIA) group is experiencing rapid growth, and looking for a Compliance Associate to join the specialist compliance group as they scale responsibly. The firm are an individual client focused, RIA group dedicated to delivering personalized investment solutions and exceptional service. As they expand, they ...

A growing wealth management firm is seeking a Compliance Manager to report directly to the Chief Compliance Officer and support the daily compliance program maintenance, as well as the strategic direction of the program as the firm continues to grow. The role will involve interfacing with key business leaders and managing multiple RIAs compliance n...

My client is a global bank looking for an FCC VP/SVP in Dubai in the private banking business.🌟 Responsibilities: Expert Advisory: Provide specialist AML/CFT advice to the Private Banking business, particularly on high-risk jurisdictions, including African countries.Due Diligence Decisions: Analyze complex and high-risk client due diligence cases ...