Regulatory Jobs
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Compliance MLRO MSO License
Overview:A Singapore-based company is seeking a highly motivated and experienced Compliance Officer to join its newly established Hong Kong entity, which has recently obtained a Money Service Operator (MSO) license. This role is pivotal in building and maintaining a robust compliance framework, with a particular focus on anti-money laundering (AML)...
Senior Operations Manager International Hedge Fund
CLIENT BACKGROUNDWe are seeking a highly capable and experienced Senior Operations Manager to join our growing team. This is a critical hire who will work closely with the CIO and COO to ensure seamless operational support across trading, portfolio management, and client servicing functions. The ideal candidate will have a strong background in hedg...
Legal & Compliance Manager Listed Financial Institution in HK
CLIENT BACKGROUND We are partnering with an established financial institution for a Legal & Compliance professional to join their Hong Kong office. This is ideal for a mid- to senior-level candidate who thrives in a dynamic, hands-on environment. About the RoleYou will be responsible for overseeing the full spectrum of legal and compliance matters ...
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IBD Compliance VP/ Associate Director
Job Summary:We are seeking an experienced and proactive compliance professional to join the Legal & Compliance team as an Associate Director supporting the Investment Banking Division (IBD). This role is pivotal in ensuring regulatory compliance across corporate finance, M&A, and capital markets transactions, while managing reputational and regulat...
Compliance MLRO MSO Licesne
Job Summary:We are seeking a highly experienced and detail-oriented MLRO to lead our compliance efforts in Hong Kong. The ideal candidate will have a strong background in MSO compliance, particularly in anti-money laundering (AML) and counter-financing of terrorism (CFT) frameworks, and will oversee regulatory obligations for our OTC crypto-to-cash...
Compliance Manager Growing Securities Firm in Hong Kong
CLIENT BACKGROUND My client is a dynamic new trading platform in Hong Kong. With their SFC Type 1 license secured, they are on an ambitious journey to expand our regulatory footprint and revolutionize the trading experience in the region.We are seeking a hands-on Compliance Manager to join our growing team. This is a Manager-In-Charge (MIC) role, r...