Explore Global Regulatory & Compliance Legal Jobs

CLIENT BACKGROUNDOur client is a well-established financial institution in Hong Kong, offering a diverse range of wealth management and insurance solutions. They are committed to delivering innovative products and maintaining strong compliance standards across their operations. JOB RESPONSIBILITYOversee compliance matters related to wealth manageme...

CLIENT BACKGROUNDA dynamic and fast-growing financial institution is expanding its compliance function with a newly created role focused on derivatives compliance. With a growing OTC derivatives business across FICC and Equities, the firm is seeking a senior compliance professional to strengthen its regulatory oversight and support business growth....

CLIENT BACKGROUNDOur client is a leading international financial institution with a strong presence in corporate banking. They are committed to delivering exceptional service to global clients and fostering a collaborative work environment. This opportunity offers exposure to corporate banking operations and a chance to work closely with relationsh...

CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to st...

Director of Compliance & MLRO (Hong Kong) Location: Hong Kong Team: Compliance Reports to: Global Head of Legal and ComplianceOverview A senior compliance leader responsible for securing and maintaining the firm's Hong Kong MSO license and overseeing AML/CTF/PF compliance across APAC. This role serves as the statutory MLRO, leads regulatory engagem...