Explore Global Regulatory & Compliance Legal Jobs

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Compliance Manager RIA
ChicagoUS$150000 - US$180000 per annum + Bonus

Our client, a Registered Investment Advisor (RIA) group is experiencing rapid growth, and looking for a Compliance Manager to join our team and support the group as they scale responsibly. The firm are an individual client focused, RIA group dedicated to delivering personalized investment solutions and exceptional service. As they expand, they rem...

Compliance Director Quant Fund
Hong KongNegotiable

About Our Client:Our client is a leading quantitative hedge fund leveraging advanced data analytics, algorithmic trading strategies, and cutting-edge technology to deliver superior returns. They thrive on innovation, precision, and integrity. As they expand, they are seeking a seasoned compliance leader with strong regulatory or funds experience to...

Regulatory Compliance Director Global Quant Fund
Hong KongNegotiable

About Our Client: Our client is a leading quantitative hedge fund leveraging advanced data analytics, algorithmic trading strategies, and cutting-edge technology to deliver superior returns. They thrive on innovation, precision, and integrity. As they expand, they are seeking a seasoned compliance leader with strong regulatory or funds experience t...

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Associate Director, Ethics & Compliance
US$160000 - US$220000 per annum

Assistant Director - Ethics & ComplianceLocation: Minnesota (Hybrid)Reports To: Senior Vice President & Chief Compliance OfficerSalary Range: $160,000-$220,000 Position SummaryOur client, a Fortune 500 company, is seeking an Assistant Director of Ethics & Compliance to lead the organization's ethics and compliance programs. This individual will ens...

Compliance Associate
TexasUS$110000 - US$130000 per annum

A fast-growing financial technology firm is seeking a Compliance Associate to support its expanding private-fund advisory and investment platform. This is an opportunity to join a lean, high‑ownership team operating at the intersection of technology, private funds, and regulatory compliance. You will work directly with the Head of Compliance and ga...

Compliance Officer, Private Equity Firm
New YorkUS$225000 - US$275000 per annum

A $3B AUM private equity firm focused on technology investments is seeking a VP-level Compliance Officer to report to the General Counsel/Chief Compliance Officer. This role leads governance and advisory compliance across the firm, partnering with investment, operations, and portfolio value-creation teams to embed a culture of integrity and contro...

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