Regulatory Jobs
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Compliance Monitoring Officer
Compliance Monitoring Manager - Capital MarketsOur client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Manager level to mature specialist Compliance Monitoring programs across the firms Capital Markets business. The firm are one of the world's largest banking groups whose global presence c...
Regulatory Controller
Job Title: ControllerLocation: New York City (Hybrid - 3 days/week onsite)Industry: Architecture, Engineering & Construction (AEC)Reports To: Chief Financial Officer (CFO)Future Reporting Line: Dotted line to Group CFOCompany Overview:Our client is an award-winning civil engineering firm based in New York City, known for delivering innovative infra...
AVP, Regulatory Compliance
Compliance Officer - Life Insurance IndustryOur client, a leading life insurance provider, is seeking a seasoned Compliance Officer to oversee and enhance its corporate compliance framework. This role ensures adherence to state and federal regulations across all aspects of product development, marketing, underwriting, and servicing.Key Responsibili...
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Chief Compliance Officer
Join a mission-driven, physician-led healthcare network committed to delivering high-quality care across multiple communities. With a strong emphasis on education, innovation, and collaboration, this organization supports both patient well-being and professional growth.Role Overview:This position plays a key role in safeguarding organizational acco...
Agency Licensing & Regulatory Specialist
Agency Specialist - Life Insurance Industry (Atlanta, GA)Employment Type: Full-TimeOur client, a well-established and reputable life insurance provider, is seeking a detail-driven and customer-focused Agency Specialist to join their Atlanta-based team. This is an exceptional opportunity for someone who thrives in a collaborative, multi-system envir...
BSA Officer
Job Title: Senior BSA Officer Location: Portland, Oregon Salary: $130,000 - $150,000 Base + 15-20% Bonus Reports To: Chief Legal Officer & Chief Risk OfficerAbout the Credit Union: A forward-thinking credit union based in Portland, Oregon, committed to providing exceptional financial services while maintaining the highest standards of compliance an...
