Regulatory Jobs
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Senior Compliance Associate, International Sales
Senior Compliance Associate, International Sales A global financial institution is seeking a Senior Compliance Associate to support its International Sales and Sales Trading functions. This role focuses on providing day‑to‑day compliance coverage for cross‑border equity activity, including review of international offerings, oversight of communicati...
Regulatory Compliance, Private Equity
Regulatory Compliance - Private Equity My client is a leading and growing firm, and we are looking to recruiting for a Compliance Officer to be based in the Singapore office, to building a strong governance and risk culture, ensuring adherence to regulatory expectations in SingaporeResponsibilities for this Regulatory Compliance - Private EquityPro...
KYC Officer Corporate Banking
CLIENT BACKGROUNDOur client is a leading international financial institution with a strong presence in corporate banking. They are committed to delivering exceptional service to global clients and fostering a collaborative work environment. This opportunity offers exposure to corporate banking operations and a chance to work closely with relationsh...
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Compliance & Oversight Leader
Compliance & Oversight LeaderSalary: $155,000-$165,000Location: Connecticut (Hybrid model)Overview Seeking an experienced professional to lead oversight, monitoring, and compliance functions within a cutting-edge financial services firm focused on complex markets & transactions. Key ResponsibilitiesManage a team responsible for reviews, monitoring...
Compliance Director
Compliance Director - Life InsuranceLocation: Missouri (On-site) Compensation: $130,000 - $145,000 base salary Employment Type: Full-TimeAbout UsOur client is a family‑owned, specialty Life insurance company rooted in Missouri and built on long-standing values of trust, collaboration, and integrity. Their team is small, tight‑knit, and deeply commi...
Compliance Analyst
Compliance AnalystLarson Maddox Raleigh, North Carolina, United States (HYBRID)Our client, a tech‑driven financial services organization, is seeking a skilled and self‑motivated Compliance Analyst to serve as a key Subject Matter Expert (SME) on regulatory matters. This individual contributor role partners closely with internal teams, leads complia...