Regulatory Jobs
Showing 60 results
Sort by:
Fair & Responsible Banking Officer
Fair & Responsible Banking Officer - Hybrid in Denver, COOur client, a leading financial institution with a strong commitment to ethical banking practices, is seeking a Fair & Responsible Banking Officer to support their Compliance team. This full-time hybrid role (2 days per week onsite in Denver, CO) offers a competitive base salary range of $120...
Senior Compliance Monitoring Manager
Compliance Monitoring Manager - Capital MarketsOur client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Manager level to mature specialist Compliance Monitoring programs across the firms Capital Markets business. The firm are one of the world's largest banking groups whose global presence c...
Trade Surveillance Compliance analyst
Job Title: Trade Surveillance Compliance Analyst Location: Miami, Florida Employment Type: Full-TimeAbout the Role: Our Client, a leading global investment management firm, is seeking a highly motivated and detail-oriented Trade Surveillance Compliance Analyst to join their Compliance team in Miami. This role is critical to ensuring the integrity o...
Elevate your career
Take the first step toward your next opportunity - submit your CV and get started today.
Derivatives Compliance VP Chinese Investment Bank
CLIENT BACKGROUNDA dynamic and fast-growing financial institution is expanding its compliance function with a newly created role focused on derivatives compliance. With a growing OTC derivatives business across FICC and Equities, the firm is seeking a senior compliance professional to strengthen its regulatory oversight and support business growth....
Compliance Specialist
Our client is a leading financial sciences firm that leverages advanced data analysis, innovative thinking, and rigorous research to address complex challenges in investment management, private equity, and venture capital. The company's multidisciplinary team of experts develops creative solutions for some of the world's most intricate economic pro...
Head of Compliance Growing Payment Company in Hong Kong
CLIENT BACKGROUND A rapidly expanding payment platform headquartered in Hong Kong is seeking a seasoned Head of Compliance to lead its compliance function across multiple jurisdictions. With licenses secured in various regions and plans to go public, this is a rare opportunity to shape the compliance strategy of a high-growth fintech at a pivotal m...