Regulatory Jobs
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Compliance Associate
Associate, ComplianceLocation: New York (Hybrid) Salary: $90,000 - $100,000 annually + discretionary annual cash bonusAbout the Role Our client, a leading financial technology firm specializing in securities finance and trading is seeking a Compliance Associate to join its team. This role supports regulatory obligations and internal monitoring proc...
Head of Compliance MSO License
Our client, a fast-growing European fintech startup focused on cross-border money transfers, is seeking a Head of Compliance to lead its regulatory efforts in Hong Kong. This is a foundational hire as the company prepares to obtain its MSO license and build its Asia presence.Location: Hong Kong Travel: Regular business trips to various regions Type...
Senior Compliance Associate
A leading global investment firm with over $20 billion in assets under management is seeking an Investment Compliance Associate to join its compliance team. The firm specializes in credit strategies, including high yield bonds, leveraged loans, private and illiquid credit, direct lending, and structured credit, with additional initiatives in privat...
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Controller
Controller - Civil Engineering FirmLocation: Hybrid (2-3 days/week onsite) - New York CitySalary: $175,000-$200,000 base + bonus potentialExperience: 10+ years in AEC financeCredential: CPA preferred About the CompanyOur client is a mission-driven civil engineering firm headquartered in New York City, dedicated to advancing sustainability and resil...
Surveillance Associate
Surveillance Associate - Global Investment Bank (Hybrid, NYC)Salary Range: $100,000 - $120,000Our client, a leading global investment bank, is seeking a Surveillance Associate to join its Compliance Department. This role is a key part of the Surveillance team, responsible for monitoring trading activity, investigating potential rule violations, and...
Compliance Manager, Global Asset Manager
Reporting to the Head of Compliance, the Manager, Trading Compliance will lead a team of 3-5 professionals ensuring adherence to regulatory and client-mandated investment guidelines across multiple portfolios. This role combines leadership with hands-on execution, requiring strong regulatory expertise and the ability to drive process improvements i...