Regulatory Jobs
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SEA Regulatory Affairs Lead Top Financial Institution
My client is a leading and top Financial Institution, and we are recruiting for a Regional Regulatory Affairs Lead for the Southeast Asia region to be based in the Singapore office. You will be given the opportunity to support the business on all policy related matters in the region, and work closely with stakeholders and regulators. We are looking...
Head of Fixed Income Compliance
Head of Fixed Income ComplianceOur client, an international Capital Markets group, is looking to hire an experienced Compliance professional at either senior Executive Director or junior Managing Director level who will provide leadership and direction to a specialist Compliance Advisory team whose mandate is the provision of Fixed Income Complianc...
Senior Operations Manager International Hedge Fund
CLIENT BACKGROUNDWe are seeking a highly capable and experienced Senior Operations Manager to join our growing team. This is a critical hire who will work closely with the CIO and COO to ensure seamless operational support across trading, portfolio management, and client servicing functions. The ideal candidate will have a strong background in hedg...
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Compliance Testing Director Capital Markets
Compliance Testing Director - Capital MarketsOur client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at Director level to lead specialist Compliance Testing programs across the firms Capital Markets business. This is a new hire who will form part of the Compliance Testing & Monitoring leadershi...
Compliance Manager Growing Securities Firm in Hong Kong
CLIENT BACKGROUND My client is a dynamic new trading platform in Hong Kong. With their SFC Type 1 license secured, they are on an ambitious journey to expand our regulatory footprint and revolutionize the trading experience in the region.We are seeking a hands-on Compliance Manager to join our growing team. This is a Manager-In-Charge (MIC) role, r...
Compliance MLRO MSO Licesne
Job Summary:We are seeking a highly experienced and detail-oriented MLRO to lead our compliance efforts in Hong Kong. The ideal candidate will have a strong background in MSO compliance, particularly in anti-money laundering (AML) and counter-financing of terrorism (CFT) frameworks, and will oversee regulatory obligations for our OTC crypto-to-cash...