Regulatory Jobs
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AVP Fixed Income Compliance Advisor
AVP/Manager - Fixed Income Compliance AdviceOur client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Manager / AVP level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Capital Markets business. The firm are one of Europe's largest ...
Compliance Oversight Manager Consumer Lending
A leading national bank with offices across the US is looking to bring on an experienced Compliance Manager to their growing team. The Compliance Manager will support the consumer banking team and advise other lines of business on policies and procedures, testing and monitoring, exam management, risk assessments and trainings. This is an excellent ...
KYC & Onboarding Analyst International Financial Services
Key ResponsibilitiesConduct thorough KYC reviews and ensure compliance with AML and regulatory standards.Oversee annual client reviews in line with risk ratings and due diligence procedures.Collaborate with internal teams to maintain compliance with KYC/AML frameworks.Guide clients through onboarding by providing document checklists and verifying s...
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Corporate Banking AML Compliance
AML Compliance (AVP) - Corporate BankMy client is a leading and growing bank, and we are recruiting for an AML Compliance professional to be based in the Singapore's office. You will be given the opportunity to support the business on all compliance related matters in the region. You will play a key role in ensuring the bank's Anti-Money Laundering...
Agency Licensing & Regulatory Specialist
Agency Specialist - Life Insurance Industry (Atlanta, GA)Employment Type: Full-TimeOur client, a well-established and reputable life insurance provider, is seeking a detail-driven and customer-focused Agency Specialist to join their Atlanta-based team. This is an exceptional opportunity for someone who thrives in a collaborative, multi-system envir...
Client Success Associate
Client Engagement AssociateLocation: New York, NY Salary Range: $80,000 - $90,000About the CompanyOur client is a global leader in market infrastructure, connecting participants to financial and commodities markets worldwide. The organization delivers innovative data solutions, fosters market liquidity, and enables improved price discovery through ...