Regulatory Jobs

Job Summary:We are seeking a highly experienced and detail-oriented MLRO to lead our compliance efforts in Hong Kong. The ideal candidate will have a strong background in MSO compliance, particularly in anti-money laundering (AML) and counter-financing of terrorism (CFT) frameworks, and will oversee regulatory obligations for our OTC crypto-to-cash...

Position: Associate Director - Compliance (Markets Focus)Overview:This role offers an opportunity to join a dynamic compliance team within a capital markets environment. The successful candidate will play a key role in ensuring regulatory adherence, conducting surveillance, and supporting the firm's governance framework across trading and operation...

AVP/Manager - Fixed Income Compliance AdviceOur client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Manager / AVP level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Capital Markets business. The firm are one of Europe's largest ...

A leading national bank with offices across the US is looking to bring on an experienced Compliance Manager to their growing team. The Compliance Manager will support the consumer banking team and advise other lines of business on policies and procedures, testing and monitoring, exam management, risk assessments and trainings. This is an excellent ...

Our client, a national, high-growth dental organization, is looking for a senior compliance professional to lead its compliance program and operations. Reporting to the COO, this executive will develop and manage a scalable compliance function to support a multi-state, multi-specialty network with a rapidly expanding footprint. This is a remote pos...