Part of Phaidon International
Part of Phaidon International
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Compliance Manager | SFC Type 4 & 9 Platform | Hong KongA growing alternative investment and wealth management platform is seeking an experienced Compliance Manager to join its Hong Kong office. This is a highly visible role offering broad exposure across regulatory compliance, AML/CFT, governance, and strategic business initiatives.Working closely...
CLIENT BACKGROUNDOur client is a well-established financial services platform with a strong presence in Hong Kong and the wider Asia-Pacific region. The organisation is known for its commitment to strong governance, regulatory excellence, and a collaborative working environment.As part of its continued growth, the firm is seeking an experienced com...
CLIENT BACKGROUNDA dynamic and fast-growing financial institution is expanding its compliance function with a newly created role focused on derivatives compliance. With a growing OTC derivatives business across FICC and Equities, the firm is seeking a senior compliance professional to strengthen its regulatory oversight and support business growth....
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About the FirmOur client is a well-established financial services platform with a precense in US and Asia.The business is seeking an experienced Compliance professional to support front-office activities and provide practical regulatory advice across investment banking and capital markets businesses.This is a highly visible role partnering closely ...
A growing Trust & Corporate Service Provider with regulated entities across multiple jurisdictions is seeking an experienced Compliance Policy, Regulatory Affairs & Governance Manager to join its Hong Kong office.This is a highly visible role focused on regulatory engagement, policy development, governance oversight and cross-jurisdiction coordinat...
A growing Trust & Corporate Service Provider with regulated entities across multiple jurisdictions is seeking an experienced Compliance Policy, Regulatory Affairs & Governance Manager to join its Hong Kong office.This is a highly visible role focused on regulatory engagement, policy development, governance oversight and cross-jurisdiction coordinat...