Regulatory Jobs in New York
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Compliance Officer, Private Equity Firm
A $3B AUM private equity firm focused on technology investments is seeking a VP-level Compliance Officer to report to the General Counsel/Chief Compliance Officer. This role leads governance and advisory compliance across the firm, partnering with investment, operations, and portfolio value-creation teams to embed a culture of integrity and contro...
Trade Compliance Specialist
Key ResponsibilitiesPerform ITAR and EAR export jurisdiction and classification for hardware, software, and technical dataProvide export classifications to support licenses and agreementsConduct Customs classifications (HTS and Schedule B)Review and approve technical data transfers to international third partiesReview and approve information intend...
Compliance Monitoring & Testing AVP
A leading financial institution is seeking a Compliance Monitoring & Testing AVP to join its Monitoring & Testing function. This role is integral to ensuring the firm maintains a strong control environment and meets regulatory expectations across its U.S. and global business lines. You will help design, execute, and enhance testing routines that as...
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Senior Compliance Officer
A globally recognized private investment firm with over $170 billion in assets under management is seeking a Senior Compliance Officer to join its U.S. compliance team. With a strong presence across Europe, the Americas, and Asia, the firm is known for its entrepreneurial spirit, employee ownership model, and commitment to delivering exceptional in...
Compliance Officer
A global, technology driven financial firm is seeking a Compliance Officer to support its legal and compliance program across multiple trading and operational teams. This role is ideal for someone who enjoys solving problems, working with data, and improving processes in a fast paced markets environment. The Compliance Officer will report to the Ch...
Volcker Program Manager
Volcker Program ManagerLocation: New York, NYCompensation: $170,000-$185,000 USD (base salary) Our client, a leading global investment bank and capital markets institution, is seeking an experienced Volcker Program Manager to support its U.S. regulatory compliance function. The position sits within a growing team responsible for strengthening firm‑...