Regulatory Jobs in New York

KYC Associate - Financial Institution (On-site, New York City)Salary Range: $65,000 - $70,000/yearA global financial institution with a wholesale and investment banking presence in New York City is seeking a KYC Associate to support its Know Your Customer (KYC) and Customer Due Diligence (CDD) program. This on-site role ensures client profiles are ...

KYC Associate - Financial Institution (On-site, New York City)Salary Range: $65,000 - $70,000/yearA global financial institution with a wholesale and investment banking presence in New York City is seeking a KYC Associate to support its Know Your Customer (KYC) and Customer Due Diligence (CDD) program. This on-site role ensures client profiles are ...

Surveillance Associate - Global Investment Bank (Hybrid, NYC)Salary Range: $100,000 - $120,000Our client, a leading global investment bank, is seeking a Surveillance Associate to join its Compliance Department. This role is a key part of the Surveillance team, responsible for monitoring trading activity, investigating potential rule violations, and...

Director - Control Room Compliance (Capital Markets)Our client, a global investment bank with a strong presence across major financial centers, is seeking an experienced compliance professional to lead its Control Room team within the Capital Markets Compliance function. This leadership role is pivotal in managing the firm's information barrier fra...

Financial Crimes Compliance Lead - Wealth ManagementOur client is a global investment bank with a strong North American footprint, offering integrated wealth management services through both broker-dealer and registered investment adviser platforms. They are seeking a seasoned Financial Crimes Compliance Lead to oversee and enhance the Anti-Money L...