Regulatory Jobs in New York
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Regulatory Policy Manager
Regulatory Policy Manager - Energy MarketsAbout the RoleOur client, a leading energy infrastructure company, is seeking a Regulatory Policy Manager to join a team that evaluates and shapes policy developments across competitive energy markets in North America. This role centers on interpreting evolving market rules and converting them into strategi...
Regulatory Policy Manager
Regulatory Policy Manager - Energy MarketsAbout the RoleOur client, a leading energy infrastructure company, is seeking a Regulatory Policy Manager to join a team that evaluates and shapes policy developments across competitive energy markets in North America. This role centers on interpreting evolving market rules and converting them into strategi...
Senior Compliance Officer
Senior Compliance Officer - Fixed Income Markets (On‑Site NYC)Base Salary: $200,000-$250,000 + Competitive BonusA leading global financial institution is seeking an experienced Senior Compliance Officer to support its fixed income trading and sales businesses. This is a high‑visibility, front‑office-facing role responsible for providing real‑time r...
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Vice President, Compliance
Vice President, ComplianceLocation: New York, NY | Hybrid Compensation: $150,000-$200,000OverviewWe are seeking an experienced Vice President of Compliance to support compliance activities related to transactional oversight, information‑barrier management, and broader governance matters within a financial services environment.This role works closel...
Vice President, Compliance
Vice President, ComplianceLocation: New York, NY | Hybrid Compensation: $150,000-$200,000OverviewWe are seeking an experienced Vice President of Compliance to support compliance activities related to transactional oversight, information‑barrier management, and broader governance matters within a financial services environment.This role works closel...
Compliance Analyst Quantitative and Algorithmic Trading
Compliance Analyst - Quantitative & Algorithmic Trading Role ResponsibilitiesProvide oversight and support for compliance processes related to quantitative and algorithm-driven trading strategies across investment teamsConduct reviews of trading activities and systematic strategies, including initial onboarding and ongoing assessments, to evaluate ...