Regulatory Jobs in New York
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Director Control Room Compliance
Director - Control Room Compliance (Capital Markets)Our client, a global investment bank with a strong presence across major financial centers, is seeking an experienced compliance professional to lead its Control Room team within the Capital Markets Compliance function. This leadership role is pivotal in managing the firm's information barrier fra...
Surveillance Associate
Surveillance Associate - Global Investment Bank (Hybrid, NYC)Salary Range: $100,000 - $120,000Our client, a leading global investment bank, is seeking a Surveillance Associate to join its Compliance Department. This role is a key part of the Surveillance team, responsible for monitoring trading activity, investigating potential rule violations, and...
Private Side Compliance Manager
Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Manager / VP level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Private Side Investment Banking business. The firm are one of Europe's largest banking groups whose global p...
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Compliance Associate
Associate, ComplianceLocation: New York (Hybrid) Salary: $90,000 - $100,000 annually + discretionary annual cash bonusAbout the Role Our client, a leading financial technology firm specializing in securities finance and trading is seeking a Compliance Associate to join its team. This role supports regulatory obligations and internal monitoring proc...
Director Control Room Compliance
Director - Control Room Compliance (Capital Markets)Our client, a global investment bank with a strong presence across major financial centers, is seeking an experienced compliance professional to lead its Control Room team within the Capital Markets Compliance function. This leadership role is pivotal in managing the firm's information barrier fra...
Senior Compliance Officer
A globally recognized private investment firm with over $170 billion in assets under management is seeking a Senior Compliance Officer to join its U.S. compliance team. With a strong presence across Europe, the Americas, and Asia, the firm is known for its entrepreneurial spirit, employee ownership model, and commitment to delivering exceptional in...