Regulatory Jobs in New York
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Senior Compliance Officer #2 to CCO
AboutInternational financial services firm seeking a Senior Compliance Advisory Officer to support a FINRA-regulated broker-dealer and broader global business activities. This individual will serve as a key compliance partner to front-office and business stakeholders, providing practical regulatory guidance across U.S. securities laws, cross-border...
Director of Training & Knowledge Management
Director, Training & Knowledge ManagementLocation: Remote (U.S.)Compensation: $125,000 - $175,000 Base SalaryEmployment Type: Full-TimeAbout Our ClientOur client is a rapidly growing consulting firm focused on supporting private funds and other investment management organizations with regulatory, compliance, and operational advisory needs. As the f...
Compliance Testing Manager
A leading global investment bank is seeking an experienced Compliance Testing Manager to join its independent Compliance function. This individual will play a key role in assessing the effectiveness of the bank's compliance framework, evaluating regulatory controls, and providing independent assurance to senior management regarding compliance risks...
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Private Equity Compliance Manager
Private Equity Compliance ManagerLocation: RemoteCompensation: $130,000 - $150,000 + BonusA rapidly growing consulting firm specializing in private equity compliance, is seeking a Private Equity Compliance Manager to join its leadership team.Currently operating as a boutique platform, the firm is entering a significant growth phase with approximate...
Senior Compliance Officer
A global proprietary trading firm is seeking a Senior Compliance Officer to partner closely with the Chief Compliance Officer during a period of significant growth. The firm operates across exchange-traded products and leverages data-driven trading strategies in a fast-paced, technology-led environment. This role offers broad exposure to global re...
Compliance Business Manager
Compliance Business Manager (Remote - U.S.)A boutique consulting firm specializing in private fund compliance is seeking a highly capable Compliance Business Manager to support the Chief Compliance Officer (CCO) and senior leadership. The firm provides high‑touch, customized compliance solutions to private equity, hedge funds, venture capital, and ...