Regulatory Jobs in New York

Associate, ComplianceLocation: New York (Hybrid) Salary: $90,000 - $100,000 annually + discretionary annual cash bonusAbout the Role Our client, a leading financial technology firm specializing in securities finance and trading is seeking a Compliance Associate to join its team. This role supports regulatory obligations and internal monitoring proc...

Controller - Civil Engineering FirmLocation: Hybrid (2-3 days/week onsite) - New York CitySalary: $175,000-$200,000 base + bonus potentialExperience: 10+ years in AEC financeCredential: CPA preferred About the CompanyOur client is a mission-driven civil engineering firm headquartered in New York City, dedicated to advancing sustainability and resil...

Director - Control Room Compliance (Capital Markets)Our client, a global investment bank with a strong presence across major financial centers, is seeking an experienced compliance professional to lead its Control Room team within the Capital Markets Compliance function. This leadership role is pivotal in managing the firm's information barrier fra...

Surveillance Associate - Global Investment Bank (Hybrid, NYC)Salary Range: $100,000 - $120,000Our client, a leading global investment bank, is seeking a Surveillance Associate to join its Compliance Department. This role is a key part of the Surveillance team, responsible for monitoring trading activity, investigating potential rule violations, and...

Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Manager / VP level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Private Side Investment Banking business. The firm are one of Europe's largest banking groups whose global p...