Regulatory Jobs in New York, New York
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eComms Compliance Analyst
eComms Compliance AnalystAbout the OpportunityOur client is a highly regarded financial services organization seeking an eComms Compliance Analyst to join its growing compliance team.This role offers the opportunity to support a sophisticated monitoring and surveillance program within a fast-paced, high-performance environment. The successful cand...
Senior Compliance Officer Monitoring & Testing
Senior Compliance Officer, Monitoring & TestingLocation: New York, NY Compensation: $90,000 - $125,000 Base SalaryA leading financial services organization is seeking a Senior Compliance Officer, Monitoring & Testing to join its Compliance function. This individual will play a key role in executing compliance reviews, assessing regulatory risk, ide...
Strucured Finance Attorney
Our cleint is seeking a talented Attorney to join its growing Asset Securitization Practice Group in New York. This is an excellent opportunity for a transactional attorney looking to work on sophisticated structured finance and securitization matters alongside a highly regarded team serving financial institutions, asset managers, lenders, issuer...
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Regulatory Compliance Associate
Regulatory Compliance AssociateNew York, NYOur client, a leading global investment management firm, is seeking a Regulatory Compliance Associate to join its growing wealth and private markets platform. This individual will play a key role in supporting regulatory, compliance, fund governance, and oversight initiatives across a diverse range of inve...
US Chief Compliance Officer
Our client is a leading global investment management firm with a diversified platform spanning private equity, private credit, public equities, fixed income, and advisory solutions. With a strong international presence and a commitment to the highest standards of governance, risk management, and regulatory excellence, the firm is seeking an experie...
Compliance Officer Private Credit/ABF
A growing alternative investment firm is seeking a Compliance Officer to support and enhance its compliance program during a period of continued growth. Partnering closely with senior leadership, this individual will provide regulatory guidance, oversee key compliance activities, and help strengthen the firm's overall control framework. The role of...