Regulatory Jobs in Usa
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VP, Compliance & Complaint Operations
Vice President, Compliance & Complaint OperationsLocation: Des Moines, Iowa - Hybrid ScheduleCompensation Range: $150,000-$175,000 base salary + bonusAbout the OrganizationThe organization is a major provider of retirement‑focused and investment‑related financial solutions, operating across multiple international markets. As part of a large global ...
VP, Compliance & Complaint Operations
Vice President, Compliance & Complaint OperationsLocation: Des Moines, Iowa - Hybrid ScheduleCompensation Range: $150,000-$175,000 base salary + bonusAbout the OrganizationThe organization is a major provider of retirement‑focused and investment‑related financial solutions, operating across multiple international markets. As part of a large global ...
Senior Compliance Manager
Key Responsibilities:Build and scale a modern, comprehensive compliance program, including the integration of AI-enabled tools to drive efficiency and effectiveness.Serve as the compliance/legal representative in promotional and medical review processes (e.g., MLR), ensuring alignment with federal promotional standards and industry codes.Provide st...
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Compliance Data Specialist Senior Manager
A large, complex banking organization is seeking a Compliance Data Specialist to support its Compliance function through the development of robust data, reporting, and automation solutions. This role will focus heavily on the Microsoft Power Platform, with particular emphasis on Power BI, Power Automate, and Power Apps, enabling data‑driven oversi...
Regulatory Change Manager
A large, complex wholesale banking institution is seeking a Regulatory Change Manager to support the identification, assessment, and implementation of regulatory developments impacting its U.S. wholesale businesses. This role sits within the Compliance Regulatory Change function and plays a critical role in ensuring the firm maintains a robust, en...
Director of Equities Compliance Advice
A leading wholesale banking institution is seeking a Director of Equities Compliance to provide senior‑level compliance advisory coverage to its equities sales and trading businesses. This is a high‑profile role supporting a broad equities platform, partnering closely with front‑office leadership, risk, legal, and governance teams to ensure the bus...