Regulatory Jobs in Hong Kong

Position: Head of Compliance / MLROLocation: Hong KongIndustry: Global Payments / FintechReports to: Regional or Global Chief Compliance OfficerKey Responsibilities:Serve as the Money Laundering Reporting Officer (MLRO) for the Hong Kong entity.Lead the development and implementation of the Compliance and AML/CFT framework.Ensure full compliance wi...

CLIENT BACKGROUND We are looking for a senior-level Legal & Compliance Officer to lead the firm's legal and regulatory functions. This role is critical to ensuring that company operates with the highest standards of integrity and regulatory compliance, particularly in the context of ECM transactions and hedge fund operations. The ideal candidate wi...

CLIENT BACKGROUND We are seeking a highly capable and experienced Senior Operations Manager to join our growing team. This is a critical hire who will work closely with the CIO and COO to ensure seamless operational support across trading, portfolio management, and client servicing functions. The ideal candidate will have a strong background in hed...

A leading private equity platform is seeking a highly motivated and experienced Marketing Compliance Officer to join their Asia Pacific Compliance team in Hong Kong. This role will focus on ensuring that all marketing and promotional materials across the region comply with local and global regulatory standards, particularly those set by the Securit...

CLIENT BACKGROUNDWe are seeking a knowledgeable and proactive Regional Financial Crime Compliance (FCC) Officer to join our team. The successful candidate will be responsible for overseeing financial crime compliance activities, with a focus on anti-money laundering (AML) and sanctions compliance, including OFAC regulations. This role requires a pr...