Regulatory Jobs in Hong Kong
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Compliance Manager Investment & Insurance
CLIENT BACKGROUNDOur client is a well-established financial institution in Hong Kong, offering a diverse range of wealth management and insurance solutions. They are committed to delivering innovative products and maintaining strong compliance standards across their operations. JOB RESPONSIBILITYOversee compliance matters related to wealth manageme...
Derivatives Compliance VP Chinese Investment Bank
CLIENT BACKGROUNDA dynamic and fast-growing financial institution is expanding its compliance function with a newly created role focused on derivatives compliance. With a growing OTC derivatives business across FICC and Equities, the firm is seeking a senior compliance professional to strengthen its regulatory oversight and support business growth....
FCC Manager Regional Corporate Bank
CLIENT BACKGROUNDOur client is a well-established regional corporate bank with a strong presence in Asia. The institution is committed to maintaining the highest standards of regulatory compliance and operational excellence. This role offers exposure to a dynamic environment and the opportunity to work closely with senior stakeholders across multip...
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Compliance Team Lead Secondary Market
CLIENT BACKGROUNDOur client is a well-established financial institution in Hong Kong, recognized for its strong compliance culture and commitment to regulatory excellence. They are looking for a seasoned compliance professional to lead a small team and strengthen their Secondary Market Compliance team. JOB RESPONSIBILITYOversee advisory and monitor...
VP/Director Cash Equities Compliance (Tier-1 Chinese Bank)
CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to st...
FCC Director Corporate Banking
CLIENT BACKGROUNDOur client is a leading international bank with a strong presence in Hong Kong and an extensive global network. They are committed to maintaining the highest standards of compliance and integrity, offering a collaborative environment and excellent career development opportunities. JOB RESPONSIBILITYLead and manage Financial Crime C...