Regulatory Jobs in Hong Kong

About the Role:We are seeking a highly experienced and dynamic individual to join our team as the Head of Risk & Internal Control. This is a new headcount position, reflecting our commitment to strengthening our risk management framework and internal control environment. Key Responsibilities:Develop and implement comprehensive risk management and i...

CLIENT BACKGROUNDWe are seeking a diligent and proactive Compliance talent to join this growing bank. The successful candidate will be responsible for ensuring that our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking busin...

CLIENT BACKGROUNDWe are seeking a knowledgeable and proactive Regional Financial Crime Compliance (FCC) Officer to join our team. The successful candidate will be responsible for overseeing financial crime compliance activities, with a focus on anti-money laundering (AML) and sanctions compliance, including OFAC regulations. This role requires a pr...

CLIENT BACKGROUNDA leading financial services firm is seeking a highly skilled Trading Compliance Officer to join our team. This role offers an exciting opportunity to work in a dynamic environment and contribute to our growing business. The headcount is based in Hong Kong or Shanghai. Key ResponsibilitiesProvide expert compliance advice to the tr...

CLIENT BACKGROUNDWe are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and fami...