Regulatory Jobs in Financial Services
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Regulatory Reporting Controller
Finance Controller - Wall Street | Leading Fintech BrokerageLocation: Wall Street, NYC Industry: Fintech / Digital Brokerage Work Model: On-SiteSalary: $160-185,000/yrOur client is a rapidly growing digital brokerage platform that empowers individual investors through cutting-edge technology, low-fee trading, and robust market data. With operations...
Financial Crimes Investigation Senior Associate
We are seeking a highly motivated and detail-oriented Senior Associate to join the financial crime investigations team in Asia Pacific for a leading financial institution. This role is ideal for a professional with 6-10 years of experience in financial crime compliance, particularly in investigations, suspicious transaction reporting, and regulator...
Compliance VP Private Equity
Position Summary:We are seeking a highly experienced Compliance Vice President to independently lead and manage the compliance function for our private equity platform. This is an individual contributor role, responsible for overseeing all regulatory and compliance matters without direct reports. The ideal candidate will bring deep expertise in pri...
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Trade Support and Finance Control Officer
Position Summary:We are seeking a highly motivated and detail-oriented Middle/Back Office Analyst to join our hedge fund team. This is a non-investment role ideal for candidates with 0-2 years of experience, who possess a strong foundational understanding of the buyside industry and are eager to build a long-term career in asset management. Native-...
Trade Compliance (Commodities)
Trade Compliance - Commodity TradingMy client is a leading and growing Leading Commodity Trading firm and we are recruiting for a Trade Compliance professional to be based in the Singapore office. You will be given the opportunity to support the business on all compliance related matters in the region, and work closely with stakeholders in the mar...
FCC Senior Manager International Corporate Bank
CLIENT BACKGROUNDA globally corporate bank with a long-standing presence in Hong Kong is seeking a senior compliance professional to join its Financial Crime Risk function. JOB RESPONSIBILITYAs Senior Manager within the Financial Crime Risk team, you will play a strategic role in shaping and executing AML/CFT and KYC frameworks. Key responsibilitie...