Regulatory Jobs in Financial Services

Compliance Manager / Senior Compliance Associate - Private Funds Our client is a rapidly growing boutique compliance consulting firm specialized in private funds, supporting a broad portfolio of private equity, venture capital, and hedge fund clients. With a strong reputation and expanding client base, they are seeking an experienced compliance pro...

Compliance Officer - Private FundsLocation: Fully Remote (U.S.-Based) Compensation: $160,000 - $180,000 Base Salary + BonusOur client is seeking a Compliance Officer to support a diverse client base of private equity, venture capital, hedge funds, private credit funds, and other alternative investment managers. This role offers the opportunity to w...

Private Equity Compliance ManagerLocation: RemoteCompensation: $150,000 - $1800,000 + BonusA rapidly growing consulting firm specializing in private equity compliance, is seeking a Private Equity Compliance Manager to join its leadership team.Currently operating as a boutique platform, the firm is entering a significant growth phase with approximat...

Senior Compliance Officer New York City | Hybrid | $175,000-225,000 Base SalaryOur client, a highly regarded financial services organization, is seeking a Senior Compliance Officer to step into a visible advisory role supporting institutional equities, foreign sales, and broker-dealer business activities. This is an opportunity to work directly wit...

A leading global wholesale bank is seeking a Regulatory Reporting Director to lead regulatory capital and financial reporting activities for its U.S. broker-dealer entity. This is a highly visible leadership position with significant exposure to executive management, Finance, Treasury, Risk, Compliance, Internal Audit, and regulators.The successful...