Regulatory Jobs in Financial Services
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Associate Director
Job Title: Associate Director, Regulatory Reporting & Accounting (Futures)Location: On-site - New York, NYSalary Range: $150,000 - $185,000 baseIndustry: FintechEmployment Type: Full-Time About the Role:Seeking a highly motivated and detail-oriented Associate Director of Regulatory Reporting & Accounting to join a top-tier fintech firm in New York ...
Compliance Associate
A leading trading firm with a strong track record is seeking a Compliance Associate to join thier team, reporting to the Chief Compliance Officer directly and supporting the day-to-day management of the compliance program. The opportunity would be availble for a candidate seeking more exposure to the broad demands of a compliance program.This inclu...
Marketing & Data Compliance Manager
Our client is redefining what it means to be a consumer bank. With a focus on innovation, trust, and customer-first thinking, they're building financial solutions that are secure, smart, and simple. As they grow, they're looking for a experienced Marketing and Data Compliance Manager to join the team and ensure marketing strategies are not only eff...
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Compliance Associate
A leading, institutional asset management firm located in San Francisco is looking to bring on an experienced Compliance Associate to their team. This firm's investments span across public and private debt and equity securities, direct investments in private companies, and real estate with offices around the globe. The Compliance Associate will be ...
Senior Regulatory Exam Manager
Our client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager level to lead specialist Regulatory Exams across the firms Banking & Capital Markets businesses. The firm is one of the world's largest banking groups whose global presence continues to go from strength to strength. Bot...
Compliance Associate
A leading private credit investment firm with $7B+ assets under management is looking to bring on a Senior Compliance Associate to their growing team. The Senior Compliance Associate will support the Chief Compliance Officer/General Counsel on updating, implementing, and maintainng the firm's compliance program. This will be the Chief Compliance Of...