On Site Regulatory Jobs in Financial Services
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Compliance Manager
Compliance ManagerLocation: Alpharetta, GA (On-Site) Compensation: $130,000 - $160,000 Base Salary + BonusA growing financial services organization is seeking a Compliance Manager to join its team in Alpharetta, GA. This individual will play a key role in supporting and enhancing the firm's compliance program, with a particular focus on broker-deal...
Compliance Officer
Compliance OfficerLocation: New York Metro Area (Onsite)Compensation: $160,000 - $200,000 Base Salary + Bonus About the OpportunityA sophisticated global investment management organization is seeking an experienced Compliance Officer to join its compliance team. This role offers significant exposure to senior leadership, investment professionals, t...
eComms Compliance Analyst
eComms Compliance AnalystAbout the OpportunityOur client is a highly regarded financial services organization seeking an eComms Compliance Analyst to join its growing compliance team.This role offers the opportunity to support a sophisticated monitoring and surveillance program within a fast-paced, high-performance environment. The successful cand...
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Regulatory Compliance Associate
Regulatory Compliance AssociateNew York, NYOur client, a leading global investment management firm, is seeking a Regulatory Compliance Associate to join its growing wealth and private markets platform. This individual will play a key role in supporting regulatory, compliance, fund governance, and oversight initiatives across a diverse range of inve...
Compliance Director
Compliance DirectorPhiladelphia, PA | Onsite $160,000-$200,000 Base SalaryA growing financial services compliance consulting firm is looking to add an experienced Compliance Director to its team. This individual will work directly with broker-dealers, registered investment advisers, asset managers, and other financial services organizations, helpin...
Compliance Associate
Compliance AssociatePhiladelphia, PA | Onsite $80,000-$120,000 Base SalaryA growing financial services organization is looking to add a Compliance Associate to its Philadelphia team.This is a broad, generalist opportunity for someone with 1-4 years of experience who is looking to continue developing their career in financial services compliance. Th...