Regulatory Jobs in Financial Services
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Compliance Manager External Asset Manager (EAM) Platform
External Asset Manager (EAM) Platform | SFC Type 4 & 9 Licensed CorporationHong KongA growing External Asset Manager (EAM) platform is seeking an experienced Compliance Manager to join its Hong Kong office. This is a unique opportunity to take on a broad compliance role within a dynamic and entrepreneurial environment, working closely with senior m...
AML Advisory AVP Corporate Banking
About the RoleOur client, a leading international corporate bank, is seeking an experienced AML Advisory professional to join its Financial Crime Compliance team in Hong Kong. This role will focus on providing AML/CFT and sanctions advisory support to corporate banking businesses, while partnering closely with stakeholders across Compliance, Risk, ...
Senior Compliance Analyst
Title: Senior Compliance AnalystLocation: Raleigh, NC (Hybrid, 3 Days Onsite) Company Summary:Our client is a rapidly growing life & annuity insurance company backed by a strong investment partner. The business has experienced significant growth in recent years and continues to expand its Compliance, Legal, and Product teams as it scales. They plac...
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Compliance Officer FinTech Consumer Regulatory
A growing financial services business is seeking an experienced Consumer Finance Regulatory Officer to join a lean, highly collaborative legal and compliance team. The role will advise across consumer lending products including mortgages, HELOCs, and secured and unsecured credit products, helping ensure compliance with federal and state regulations...
Technical Director
Technical DirectorLocation: Remote (U.S.) Compensation: $165,000 - $185,000 Base Salary + BonusAbout the OpportunityA leading financial services organization is seeking a Technical Director to join its Advanced Consulting team. This highly visible position will serve as a subject matter expert on qualified retirement plans, ERISA, employee benefit...
Compliance Manager
Compliance ManagerLocation: Alpharetta, GA (On-Site) Compensation: $130,000 - $160,000 Base Salary + BonusA growing financial services organization is seeking a Compliance Manager to join its team in Alpharetta, GA. This individual will play a key role in supporting and enhancing the firm's compliance program, with a particular focus on broker-deal...