Regulatory Jobs in Florida
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Director of Compliance
Our client, a large and well-established company in the retail sector, is seeking a Compliance Director to lead compliance operations across its U.S. distribution centers. This role is especially focused on managing chargebacks and ensuring alignment with specialty and department store partners such as Walmart, Kohl's, and TJX. The position is base...
Compliance Manager Insurance
Compliance Manager - P&C Insurance Firm(Hybrid - St. Petersburg, FL)Base Salary: $120,000-$140,000 + BonusAre you ready to elevate your career in compliance within a dynamic, fast-growing insurance environment? Our client, a premier personal lines P&C insurance firm serving high-net-worth and ultra-high-net-worth clients, is seeking a Compliance Ma...
Compliance Assistant Alternative Investment Firm
Responsibilities will include:Support daily ongoing compliance testing and monitoring and updating of calendar deadlines.Assist with compliance periodic testing such as political contributions, gifts and entertainment, research practices, and social media searches.Assisting in managing and administering the firm's Code of Ethics program, including ...
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Trade Surveillance Compliance Associate
Job Title: Trade Surveillance Compliance AnalystLocation: Miami, FloridaEmployment Type: Full-TimeSalary: $80,000-110,000/yrAbout the Role:Our Client, a leading global investment management firm, is seeking a highly motivated and detail-oriented Trade Surveillance Compliance Analyst to join their Compliance team in Miami. This role is critical to e...