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Compliance Associate RIA
Our client, a Registered Investment Advisor (RIA) group is experiencing rapid growth, and looking for a Compliance Associate to join the specialist compliance group as they scale responsibly. The firm are an individual client focused, RIA group dedicated to delivering personalized investment solutions and exceptional service. As they expand, they ...
Compliance Associate
Compliance Associate - Dallas (Onsite, 5 days/week)A leading global investment firm is seeking a Compliance Associate to join its growing team. This role offers the opportunity to work in a dynamic environment focused on private equity and credit strategies, supporting businesses across technology, industrials, and consumer sectors. The firm values...
VP, Equities Surveillance
Vice President, Equities Surveillance OverviewOur client, a global investment bank, is seeking a Vice President to join its Trading and Surveillance team within the Compliance Department. The successful candidate will play a key role in reviewing surveillance reports, investigating potential rule or law violations, and providing compliance support ...
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AML Compliance Officer
A private credit and investment management firm in New York City is seeking a senior AML/KYC leader to serve as the firm's AML Compliance Officer and oversee all aspects of financial crime compliance. This role is responsible for directing the client onboarding program, managing regulatory due diligence, and ensuring full adherence to AML, BSA, and...
Marketing Compliance Officer
A leading private credit and investment management firm is seeking an experienced Marketing Compliance Officer to join its New York team. This role is critical in ensuring all marketing and communications adhere to regulatory standards while supporting the firm's growth and client engagement strategies. In addition, the firm is close to registering...
Chief Compliance Officer
The Chief Compliance Officer (CCO) is responsible for designing, managing, and improving the firm's compliance program across advisory and brokerage operations. This is a hands-on leadership role in a lean environment, requiring direct involvement in oversight, supervision, strategy, and issue resolution. The CCO sets clear standards, ensures adopt...
Discover High-Impact Regulatory Legal Jobs Across Industries
As a trusted legal search firm, Larson Maddox partners with leading global companies to connect legal professionals with top-tier opportunities in regulatory law, compliance, and ESG legal careers. We specialise in placing in-house counsel, compliance officers, and ESG experts in roles that influence policy, manage risk, and promote ethical governance across sectors such as financial services, healthcare, and technology.
Whether you're an experienced Legal Counsel, ESG Specialist, or Compliance Officer, we match your skills with organisations navigating complex regulatory environments. From corporate compliance to environmental law, our legal recruitment experts help you build a career that makes a difference.
Browse our latest regulatory legal jobs and take the next step in your legal career with Larson Maddox.