Explore Global Regulatory & Compliance Legal Jobs

A technology-driven financial services firm is seeking a Regulatory Reporting Associate to join its Compliance function. This role is responsible for supporting the firm's U.S. regulatory reporting obligations, with a primary focus on CAT, TRACE, and Large Options Position Reporting (LOPR). Working closely with Compliance, Operations, Technology, a...

A global proprietary trading firm is seeking a Senior Compliance Officer to partner closely with the Chief Compliance Officer during a period of significant growth. The firm operates across exchange-traded products and leverages data-driven trading strategies in a fast-paced, technology-led environment. This role offers broad exposure to global reg...

Compliance Business Manager (Remote - U.S.)A boutique consulting firm specializing in private fund compliance is seeking a highly capable Compliance Business Manager to support the Chief Compliance Officer (CCO) and senior leadership. The firm provides high‑touch, customized compliance solutions to private equity, hedge funds, venture capital, and ...

Compliance OfficerLocation: Alpharetta, GA (Onsite) Compensation: $110,000 - $150,000 Base Salary + Bonus PotentialAbout the OpportunityA boutique investment management firm is seeking a Compliance Officer to support and enhance its growing compliance program. This individual will work closely with senior leadership and play a key role in maintaini...

Senior Manager, Regulatory Audit & Fiscal Compliance(Hybrid - Midwest Region, $130,000-$195,000 base salary)OverviewOur client is seeking a senior leader to oversee regulatory audit functions and fiscal compliance across federal, state, municipal, and private‑sector engagements. This role ensures alignment with Cost Accounting Standards (CAS), the ...