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Senior Compliance Associate
Senior Compliance Associate (Remote)Our client, a boutique financial services compliance consulting firm, is expanding its capabilities into the RIA and wealth management sector. To support this strategic growth, the firm is seeking a Senior Compliance Associate with deep experience advising RIAs and wealth managers-ideally gained within a complian...
Compliance Lead
Compliance LeadDallas, TX Compensation: $95,000 - $125,000 Base Salary + Bonus + BenefitsAbout Our ClientOur client is a growing owner and operator of critical infrastructure assets across the United States. With a strong focus on operational excellence, regulatory integrity, and long-term asset performanorganizationniz...
Regulatory Reporting Specialist (CAT, TRACE, LOPR)
A technology-driven financial services firm is seeking a Regulatory Reporting Associate to join its Compliance function. This role is responsible for supporting the firm's U.S. regulatory reporting obligations, with a primary focus on CAT, TRACE, and Large Options Position Reporting (LOPR). Working closely with Compliance, Operations, Technology, ...
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Compliance Officer
Investment Compliance OfficerLocation: New York City, NY (Hybrid) Compensation: $150,000 - $180,000 + BonusA leading institutional investment organization is seeking an experienced compliance professional to support its investment compliance program. This role offers broad exposure across regulatory compliance, investment advisory activities, and ...
Compliance Associate
Compliance AssociateOur client, a well-established investment management firm, is seeking a Compliance Associate to join its Chicago-based compliance team. This role offers broad exposure to investment adviser compliance, regulatory filings, client reporting, and policy administration within a sophisticated institutional asset management environme...
Technical Director
Technical DirectorLocation: Remote (U.S.) Compensation: $165,000 - $185,000 Base Salary + BonusAbout the OpportunityA leading financial services organization is seeking a Technical Director to join its Advanced Consulting team. This highly visible position will serve as a subject matter expert on qualified retirement plans, ERISA, employee benefit...
Discover High-Impact Regulatory Legal Jobs Across Industries
As a trusted legal search firm, Larson Maddox partners with leading global companies to connect legal professionals with top-tier opportunities in regulatory law, compliance, and ESG legal careers. We specialise in placing in-house counsel, compliance officers, and ESG experts in roles that influence policy, manage risk, and promote ethical governance across sectors such as financial services, healthcare, and technology.
Whether you're an experienced Legal Counsel, ESG Specialist, or Compliance Officer, we match your skills with organisations navigating complex regulatory environments. From corporate compliance to environmental law, our legal recruitment experts help you build a career that makes a difference.
Browse our latest regulatory legal jobs and take the next step in your legal career with Larson Maddox.