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Senior COE
Senior Code of Ethics SpecialistCompliance Consulting Firm | Remote (U.S.) Base Salary: $150,000 - $155,000 Bonus: Target 10-15% annual performance bonus Headquarters: Chicago, ILAbout the RoleWe are a growing compliance consulting firm headquartered in Chicago, advising clients-particularly within the private equity and investment management space...
VP, Compliance & Complaint Operations
Vice President, Compliance & Complaint OperationsLocation: Des Moines, Iowa - Hybrid ScheduleCompensation Range: $150,000-$175,000 base salary + bonusAbout the OrganizationThe organization is a major provider of retirement‑focused and investment‑related financial solutions, operating across multiple international markets. As part of a large global ...
VP, Compliance & Complaint Operations
Vice President, Compliance & Complaint OperationsLocation: Des Moines, Iowa - Hybrid ScheduleCompensation Range: $150,000-$175,000 base salary + bonusAbout the OrganizationThe organization is a major provider of retirement‑focused and investment‑related financial solutions, operating across multiple international markets. As part of a large global ...
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Senior Compliance Manager
Key Responsibilities:Build and scale a modern, comprehensive compliance program, including the integration of AI-enabled tools to drive efficiency and effectiveness.Serve as the compliance/legal representative in promotional and medical review processes (e.g., MLR), ensuring alignment with federal promotional standards and industry codes.Provide st...
Director of Equities Compliance Advice
A leading wholesale banking institution is seeking a Director of Equities Compliance to provide senior‑level compliance advisory coverage to its equities sales and trading businesses. This is a high‑profile role supporting a broad equities platform, partnering closely with front‑office leadership, risk, legal, and governance teams to ensure the bus...
Chief Compliance Officer
Our client, a small but internationally active global markets bank, is seeking to appoint a Chief Compliance Officer (CCO) to lead and further enhance its global Compliance function. This is a senior leadership role with broad responsibility across the firm's capital markets activities, requiring close partnership with executive management, the Boa...
Discover High-Impact Regulatory Legal Jobs Across Industries
As a trusted legal search firm, Larson Maddox partners with leading global companies to connect legal professionals with top-tier opportunities in regulatory law, compliance, and ESG legal careers. We specialise in placing in-house counsel, compliance officers, and ESG experts in roles that influence policy, manage risk, and promote ethical governance across sectors such as financial services, healthcare, and technology.
Whether you're an experienced Legal Counsel, ESG Specialist, or Compliance Officer, we match your skills with organisations navigating complex regulatory environments. From corporate compliance to environmental law, our legal recruitment experts help you build a career that makes a difference.
Browse our latest regulatory legal jobs and take the next step in your legal career with Larson Maddox.