Explore Global Regulatory & Compliance Legal Jobs

A leading wholesale bank is seeking a Director of Regulatory Initiatives to support the firm's response to regulatory remediation, supervisory feedback, and ongoing policy development impacting its wholesale and capital markets businesses.This role will sit at the intersection of regulatory change, remediation execution, and policy governance, acti...

Senior Marketing Compliance (VP)Location: Mountain West-based (Utah); some in‑office presence required Compensation: $85,000-$110,000 base salaryOverviewThis role supports a growing organization by contributing to the development, review, and refinement of external‑facing marketing and communications materials. The position works closely with inter...

Key ResponsibilitiesLead an internal control room framework governing access to sensitive information, internal boundaries, and activity limitations across business lines.Act as the primary contact for matters involving potential exposure to non‑public information, including internal escalations and risk assessments.Review, approve, and document te...

Key ResponsibilitiesAssist in maintaining and applying internal controls related to confidential information handling, internal boundaries, and activity restrictions.Support the control room in evaluating and escalating matters involving potential exposure to non‑public information.Coordinate and document approvals for temporary access to sensitive...

Monitoring & Testing AssociateHybrid - New York Compensation: $100,000 - $135,000OverviewA top bank is looking for a Monitoring & Testing Associate to support its Compliance Monitoring & Testing program. This role focuses on evaluating internal controls, identifying risks, and ensuring business activities align with regulatory expectations and inte...