Regulatory jobs

• Wichita
• Negotiable
• Posted 2 days ago

A growing bank is looking to add a Fair Lending Officer to their team! While reporting to the CCO, this role is responsible for developing, implementing, and administering all aspects of the Bank's Fair Lending including various lending product lines. This role sits 5 days in office in Wichita, K...

• Akron
• US$85000 - US$95000 per annum
• Posted 3 days ago

A well established Utilities company is looking to add on a Ethics and Compliance specialist to their Ethics and Compliance investigation team. This position will engage with different departments to foster trust, mitigate risks, uphold ethical business practices, develop policies and procedures,...

• Lawton
• Up to US$100000 per annum
• Posted 3 days ago

A bank in Oklahoma is looking to add a BSA Compliance Officer to their team! While reporting to the CFO, you will be responsible for ensuring that requirements of regulatory laws, Bank Secrecy Act (BSA) and Community Reinvestment Act (CRA) are being integrated in the bank's policies and procedure...

• New York
• US$200000 - US$300000 per annum
• Posted 4 days ago

THE ROLE: Expertise in CFTC Swap Dealer and SEC Security-Based Swap Dealer rules. Leading a global team that oversees regulatory requirements and control frameworks. Has experience providing advisory guidance for complex regulations, conducting risk assessments, testing and regulatory implementat...

• New York
• US$11000 - US$160000 per annum
• Posted 4 days ago

JOB TITLE - Control Room Compliance Officer STRUCTURE - Hybrid JOB SUMMARY: Include, but are not limited to: Provide Firm Compliance policy guidance with respect to Information Barriers and Investment Banking Conflicts of Interest. Conduct training on the Firm's policies and procedures relating t...

• San Francisco
• US$90000 - US$130000 per annum
• Posted 4 days ago

A Hedge Fund is seeking a Legal/Compliance Analyst with experience working for a registered investment adviser. This role will report to the General Counsel / Chief Compliance Officer (GC/CCO). Essential Duties and Responsibilities: Maintain and organize internal compliance books and records. Ret...

• Austin
• US$100000 - US$130000 per annum
• Posted 6 days ago

A long standing community bank is looking to add a Compliance Officer to their team! In this role, you will be ensuring compliance with State and Federal consumer protection regulations. This role reports to the SVP of Compliance and sits 5 days in office in Austin, Texas. Responsibilities: Assis...

• Chicago
• US$130000 - US$180000 per annum
• Posted 10 days ago

Job Title: Deputy Chief Compliance Officer (DCCO) Company: A fast growing full service investment bank is looking to bring on a Deputy Chief Complinace Officer to their team. In this position you'll have the ability for growth and development with direct exposure to senior leadership. This role s...

• Lawton
• Up to US$100000 per annum
• Posted 12 days ago

A bank in Oklahoma is looking to add a BSA Compliance Officer to their team! While reporting to the CFO, you will be responsible for ensuring that requirements of regulatory laws, Bank Secrecy Act (BSA) and Community Reinvestment Act (CRA) are being integrated in the bank's policies and procedure...

• Boston
• US$170000 - US$190000 per annum
• Posted 12 days ago

Our client, a top Investment Management Firm located in Boston, is in search of a Senior Compliance Manager to add to their fast growing team. Responsibilities include supervising the development of the US compliance program, ensuring compliance with regulations, and collaborating with all staff....

• Boston
• US$170000 - US$190000 per annum
• Posted 12 days ago

Our client, a top Investment Management Firm located in Boston, is in search of a Senior Compliance Manager to add to their fast growing team. Responsibilities include supervising the development of the US compliance program, ensuring compliance with regulations, and collaborating with all staff....

• New York
• Negotiable
• Posted 13 days ago

We are partnering with a leading Expert Networking Firm to source for a motivated and ambitious Manager - Content Compliance. The manager will have 5 direct reports with the opportunity to shape the culture of the team. The ideal candidate should be comfortable interacting with internal & externa...

• Chicago
• Negotiable
• Posted 14 days ago

A rapidly expanding technology platform firm in the transportation sector, is looking for a Head of Finance to join their growing executive team. As the Head of Finance, you will play a crucial role in managing all aspects related to finance within this organization, driving growth and ensuring f...

• Irving
• US$70000 - US$80000 per annum
• Posted 18 days ago

A long standing family owned bank is looking to add a Senior BSA Analyst to their BSA Compliance team! While reporting to the BSA/OFAC Officer, this role will be responsible for leading comprehensive aspects of the banks BSA/AML/OFAC programs while ensuring overall adherence to state and federal ...

• Wichita
• Negotiable
• Posted 19 days ago

A mid-sized Financial Services firm is looking to add a VP level BSA Officer to their growing team! In this position you will oversee a team of 8 direct reports while reporting directly to the Chief Risk Officer. This position is aimed to mature their BSA/AML program while also guiding the compan...

• Charlotte
• US$95000 - US$105000 per annum
• Posted 19 days ago

A leading hedge fund in the global credit investing space is looking to add you as it's next Fund Accountant! This is a super exciting time to join the team as it is expanding it's presence to the Southeast with a new office opening in Charlotte, NC. Operating on a hybrid basis, this role is thre...

• Atlanta
• US$100000 - US$115000 per annum
• Posted 19 days ago

We're are currently partnered with a leading international bank looking to add a Client Support Specialist to join their growing team. In this role, you'll collaborate with the Front Office Corporate and Product teams, assisting in pre-closing and closing phases of transactions, and ensuring the ...

• Palm Beach Gardens
• US$60000 - US$150000 per annum
• Posted 19 days ago

We are currently partnered with a leading hedge fund looking to add a Compliance Officer with who will report directly to the Chief Compliance Officer. The ideal candidate has marketing review, regulatory filing, and code of ethics experience. Compliance Officer Responsibilities: Implement and ma...

• Charlotte
• US$90000 - US$100000 per annum
• Posted 19 days ago

A leading hedge fund in the global credit investing space is looking to add you as it's next Fund Accountant! This is a super exciting time to join the team as it is expanding it's presence to the Southeast with a new office opening in Charlotte, NC. Operating on a hybrid basis, this role is thre...

• Miami
• US$70000 - US$85000 per annum
• Posted 19 days ago

A leading insurance provider is looking for you to join their team as it's next Reinsurance Accountant! This is a very exciting time to join the firm as the opportunity comes with growth opportunities. The Reinsurance Accountant will play a pivotal role within the cash accounting team, with a spe...