Compliance jobs

• Chicago
• US$130000 - US$180000 per annum
• Posted 3 days ago

Job Title: Deputy Chief Compliance Officer (DCCO) Company: A fast growing full service investment bank is looking to bring on a Deputy Chief Complinace Officer to their team. In this position you'll have the ability for growth and development with direct exposure to senior leadership. This role s...

• San Francisco
• US$100000 - US$120000 per annum
• Posted 5 days ago

A Hedge Fund is seeking a Compliance Professional with experience working for a registered investment adviser. This role will report to the General Counsel / Chief Compliance Officer (GC/CCO). Essential Duties and Responsibilities: Maintain and organize internal compliance books and records. Reta...

• Lawton
• Up to US$100000 per annum
• Posted 5 days ago

A bank in Oklahoma is looking to add a BSA Compliance Officer to their team! While reporting to the CFO, you will be responsible for ensuring that requirements of regulatory laws, Bank Secrecy Act (BSA) and Community Reinvestment Act (CRA) are being integrated in the bank's policies and procedure...

• Boston
• US$170000 - US$190000 per annum
• Posted 5 days ago

Our client, a top Investment Management Firm located in Boston, is in search of a Senior Compliance Manager to add to their fast growing team. Responsibilities include supervising the development of the US compliance program, ensuring compliance with regulations, and collaborating with all staff....

• Boston
• US$170000 - US$190000 per annum
• Posted 5 days ago

Our client, a top Investment Management Firm located in Boston, is in search of a Senior Compliance Manager to add to their fast growing team. Responsibilities include supervising the development of the US compliance program, ensuring compliance with regulations, and collaborating with all staff....

• New York
• Negotiable
• Posted 6 days ago

We are partnering with a leading Expert Networking Firm to source for a motivated and ambitious Manager - Content Compliance. The manager will have 5 direct reports with the opportunity to shape the culture of the team. The ideal candidate should be comfortable interacting with internal & externa...

• Chicago
• Negotiable
• Posted 6 days ago

A rapidly expanding technology platform firm in the transportation sector, is looking for a Head of Finance to join their growing executive team. As the Head of Finance, you will play a crucial role in managing all aspects related to finance within this organization, driving growth and ensuring f...

• Irving
• US$70000 - US$80000 per annum
• Posted 11 days ago

A long standing family owned bank is looking to add a Senior BSA Analyst to their BSA Compliance team! While reporting to the BSA/OFAC Officer, this role will be responsible for leading comprehensive aspects of the banks BSA/AML/OFAC programs while ensuring overall adherence to state and federal ...

• Wichita
• Negotiable
• Posted 12 days ago

A mid-sized Financial Services firm is looking to add a VP level BSA Officer to their growing team! In this position you will oversee a team of 8 direct reports while reporting directly to the Chief Risk Officer. This position is aimed to mature their BSA/AML program while also guiding the compan...

• Charlotte
• US$95000 - US$105000 per annum
• Posted 12 days ago

A leading hedge fund in the global credit investing space is looking to add you as it's next Fund Accountant! This is a super exciting time to join the team as it is expanding it's presence to the Southeast with a new office opening in Charlotte, NC. Operating on a hybrid basis, this role is thre...

• Atlanta
• US$100000 - US$115000 per annum
• Posted 12 days ago

We're are currently partnered with a leading international bank looking to add a Client Support Specialist to join their growing team. In this role, you'll collaborate with the Front Office Corporate and Product teams, assisting in pre-closing and closing phases of transactions, and ensuring the ...

• Palm Beach Gardens
• US$60000 - US$150000 per annum
• Posted 12 days ago

We are currently partnered with a leading hedge fund looking to add a Compliance Officer with who will report directly to the Chief Compliance Officer. The ideal candidate has marketing review, regulatory filing, and code of ethics experience. Compliance Officer Responsibilities: Implement and ma...

• Charlotte
• US$90000 - US$100000 per annum
• Posted 12 days ago

A leading hedge fund in the global credit investing space is looking to add you as it's next Fund Accountant! This is a super exciting time to join the team as it is expanding it's presence to the Southeast with a new office opening in Charlotte, NC. Operating on a hybrid basis, this role is thre...

• Miami
• US$70000 - US$85000 per annum
• Posted 12 days ago

A leading insurance provider is looking for you to join their team as it's next Reinsurance Accountant! This is a very exciting time to join the firm as the opportunity comes with growth opportunities. The Reinsurance Accountant will play a pivotal role within the cash accounting team, with a spe...

• United States of America
• US$70000 - US$90000 per annum
• Posted 12 days ago

Job Summary: Working under administrative direction, the Branch Examiner utilizes expertise gained through experience and specialized training in the securities industry to conduct onsite examinations of retail brokerage offices nationwide. These examinations entail reviewing various supervisory ...

• Charlotte
• US$100000 - US$130000 per annum
• Posted 12 days ago

A growing registered investment advisor is adding to their legal and compliance team and is looking for you to be the firms next Senior Compliance Associate! This is an incredibly exciting time to join the firm as they are opening their first office in the Southeast - offering an opportunity to b...

• Hartsville
• US$120000 - US$150000 per annum
• Posted 12 days ago

A leading Packaging and Containers Manufacturing firm is looking for you to join it's team as it's next Corporate Compliance Manager! As the Corporate Compliance Manager, you will manage the organization's corporate compliance and policy program, while staying up to date on regulatory and legisla...

• Columbus
• Negotiable
• Posted 16 days ago

About The Role: A fast growing asset manager is looking to bring on a Senior Compliance Officer that reports directly into the Chief Compliance Officer. This position provides growth opportunity and will recieve direct exposure to senior leadership. Responsibilities: Aid in overseeing the Complia...

• Tampa
• US$75000 - US$75001 per annum
• Posted 18 days ago

My client is seeking a Senior Regulatory Accountant to join their growing team. As a Senior Accountant focusing on legal entities, you'll play a key part in the growth and success of your team. This opportunity will sit out of Tampa, FL. Responsibilities: Completing month-end close activities, in...

• Tampa
• US$75000 - US$95000 per annum
• Posted 18 days ago

A global trading firm is currently seeking a Senior Regulatory Accountant to join their Internal Development Software Finance team. In this role you'll have the ability to grow through mentorship programs, coaching, and being exposed to executive team members. Responsibilities: Conclude month-end...