Job Search - Regulatory and Legal Jobs

• Silver Spring
• US$80000 - US$95000 per annum + Commission/ Bonus
• Posted about 11 hours ago

Larson Maddox has partnered with a growing immigration firm that is highly respected in the DMV area and among Spanish speaking communities. They are seeking an experienced immigration attorney to join the team! If you possess 1+ years of experience and are passionate about helping families build...

• Missouri River Township
• Negotiable
• Posted about 15 hours ago

Summary: The ideal candidate will represent the company's policyholders in workers' compensation litigation through settlement, trial, or appeal, and to issue advisory opinions on legal issues, including issues of policy inception and coverage as appropriate. Job Responsibilities: Manage high exp...

• Hong Kong
• Negotiable
• Posted 1 day ago

Our client is a leading insurance group in Hong Kong. Responsibilities: Offer legal advice and manage legal and compliance risks in the Company's key channels, including Agency & Brokerage Handle litigation, regulatory investigations, and ensure compliance within Distribution Channels. Provide le...

• Phoenix
• Negotiable
• Posted 1 day ago

Company Summary: Our Client is an International Retail Organization looking to hire a Corporate Counsel. This is a new position specifically designed due to the exponential growth of the company. The corporate counsel will be working closely with the existing legal team on a wide variety of gener...

• New York
• US$200000 - US$350000 per annum
• Posted 1 day ago

A Business to Business (B2b) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant lega...

• San Francisco
• US$100000 - US$120000 per annum
• Posted 1 day ago

A Hedge Fund is seeking a Compliance Professional with experience working for a registered investment adviser. This role will report to the General Counsel / Chief Compliance Officer (GC/CCO). Essential Duties and Responsibilities: Maintain and organize internal compliance books and records. Reta...

• US$200000 - US$230000 per annum
• Posted 1 day ago

Our client is a trusted and a best in-class property manager and real estate developer. With a diverse portfolio and a variety of company defining projects in the development pipeline, it is a very exciting time to join the team. This Real Estate Counsel position participates in all aspects of th...

• Lawton
• Up to US$100000 per annum
• Posted 1 day ago

A bank in Oklahoma is looking to add a BSA Compliance Officer to their team! While reporting to the CFO, you will be responsible for ensuring that requirements of regulatory laws, Bank Secrecy Act (BSA) and Community Reinvestment Act (CRA) are being integrated in the bank's policies and procedure...

• Chicago
• Negotiable
• Posted 1 day ago

We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply. Assist with formal FINRA, CBOE, and ICE firm examinations Research and prepare memos on relevant SRO and Federal Securities...

• Kansas City
• US$70000 - US$170000 per annum
• Posted 2 days ago

One of Missouri's largest financial institutions is seeking a Trust Officer to join their rapidly growing Private Wealth Management team. You will have the opportunity to engage with HNW and UHNW clients, helping them achieve their trust and estate planning objectives. Your responsibilities will ...

• Washington
• US$225000 - US$250000 per annum
• Posted 2 days ago

We are currently partnered with a prestigious research organization looking to add an experienced FDA Attorney to the team. The role will report to the Deputy Vice President - Legal and will advise on FDA regulations and federal health laws pertaining to the pharmaceutical industry. Ideal candida...

• Boston
• US$170000 - US$190000 per annum
• Posted 2 days ago

Our client, a top Investment Management Firm located in Boston, is in search of a Senior Compliance Manager to add to their fast growing team. Responsibilities include supervising the development of the US compliance program, ensuring compliance with regulations, and collaborating with all staff....

• Boston
• US$170000 - US$190000 per annum
• Posted 2 days ago

Our client, a top Investment Management Firm located in Boston, is in search of a Senior Compliance Manager to add to their fast growing team. Responsibilities include supervising the development of the US compliance program, ensuring compliance with regulations, and collaborating with all staff....

• San Francisco
• US$75000 - US$80000 per annum
• Posted 2 days ago

We are partnering with a leading Expert Networking Firm to source for a motivated and ambitious Compliance & Legal Associate. The Associate will work alongside the manager to juggle multiple projects across both regional and global teams. This is great opportunity to showcase leadership qualities...

• New York
• US$100000 - US$115000 per annum
• Posted 2 days ago

Our Client: This growing financial institution has the a goal to give investors tactics for realizing China's significance as a crucial component of a well-planned investment portfolio. Their team manages about $8.7 billion in assets as of December 2023, aims to offer first-to-market, creative st...

• United States of America
• Negotiable
• Posted 2 days ago

Company Summary: A top-ranked global firm with a strong need to expand their labor and employment practice is looking to hire a determined Employment Counsel to join their team through a full-time, work-from-home position. Job Responsibilities Employment Litigation Drafting position statements Re...

• New York
• Negotiable
• Posted 3 days ago

We are partnering with a leading Expert Networking Firm to source for a motivated and ambitious Manager - Content Compliance. The manager will have 5 direct reports with the opportunity to shape the culture of the team. The ideal candidate should be comfortable interacting with internal & externa...

• Boston
• US$150000 - US$250000 per annum
• Posted 3 days ago

Our client is a rapidly expanding international FinTech, who is excited to be among the fastest-growing companies in the payments industry. The team collaborates to develop a world-class, all-in-one payments orchestration platform that offers our clients extensive capabilities, technologies, and ...

• New York
• US$110000 - US$150000 per annum
• Posted 3 days ago

Our Client, a leading broker dealer firm, is looking for a Compliance Officer to join their team. This firm provides traders with cutting-edge technology, offering lightning-fast direct access to equity markets through proprietary software and API connectivity. Their streamlined and efficient ope...

• New York
• US$110000 - US$150000 per annum
• Posted 3 days ago

Our Client, a leading broker dealer firm, is looking for a Compliance Officer to join their team. This firm provides traders with cutting-edge technology, offering lightning-fast direct access to equity markets through proprietary software and API connectivity. Their streamlined and efficient ope...