Job Search - Regulatory and Legal Jobs

• Los Angeles
• Negotiable
• Posted about 10 hours ago

Our client, a B2B SaaS organization, is seeking a Senior Corporate Counsel to join their growing and dynamic team. The role is 100% remote and will report directly into the General Counsel, while working cross-functionally with the sales team and other areas of the business. Job Description: Draf...

• Los Angeles
• US$160000 - US$180000 per annum
• Posted about 10 hours ago

Our client is a leading manufacturing and consumer goods company known for its commitment to innovation, quality, and excellence. With a strong reputation for delivering outstanding products to our customers, they are experiencing rapid growth and expanding their operations. Position Summary: As ...

• Ohio
• medical insurance
• Posted about 14 hours ago

A top-ranked national law firm is looking for a talented and experienced Employee Benefits and Executive Compensation Associate. Working closely with the law firm's Partner, this position would support clients by advising on a wide range of benefits and executive compensation matters, ERISA issue...

• New Jersey
• US$80000 - US$95000 per annum
• Posted about 15 hours ago

A full-service wealth management firm is looking to add a Compliance Associate to their New Jersey team. This position will serve as a subject matter expert on lending regulations and related banking laws, reporting directly into the Chief Compliance Officer. Title: Compliance Associate Salary: $...

• United States of America
• Negotiable
• Posted 1 day ago

A Chicago based proprietary trading firm is looking for an Employment Counsel to work closely with their Assistant General Counsel and management team. The Employment Counsel will advise business stakeholders to help drive new business. They will be the company's expert in providing legal advice ...

• United States of America
• Negotiable
• Posted 1 day ago

A Chicago based propietary trading firm is looking for an Employment Counsel to work closely with their Assistant General Counsel and management team. The Employment Counsel will advise business stakeholders to help drive new busieness. They will be the company's expert in providing legal advice ...

• United States of America
• US$150000 - US$180000 per annum
• Posted 1 day ago

An asset management firm is looking for a qualified and experienced securities counsel to join their legal team and advise them on various aspects of securities law and regulation. You will be responsible for ensuring compliance with federal and state securities laws, rules and regulations, as we...

• New York
• US$110000 - US$120000 per annum
• Posted 1 day ago

An international Asset Management Firm is looking to expand their New York City team of compliance professionals! This Senior Compliance Associate position has a requisite for regulatory experience in regard to personal trade review, quarterly attestations, fund on-boarding, and AML. This is a hy...

• Indianapolis
• Negotiable
• Posted 3 days ago

A highly reputable and growing investment management firm is looking to add a Chief Compliance Officer to its team. The chief compliance officer will be responsible for ensuring that our firm and its employees comply with all applicable laws, regulations, and industry standards. You will also ove...

• England
• Negotiable
• Posted 3 days ago

A highly reputable and growing investment management firm is looking to add a Chief Compliance Officer to its team. The chief compliance officer will be responsible for ensuring that our firm and its employees comply with all applicable laws, regulations, and industry standards. You will also ove...

• San Francisco
• US$180000 - US$200000 per annum
• Posted 3 days ago

A multifamily real estate investment firm based in California is looking to add a VP Compliance to their growing team to support the current GC/CCO. This position operates on a hybrid schedule out of the San Francisco office and plays a integral role in the risk-averse nature of this firm. Title:...

• New York
• £230000 - £230001 per annum
• Posted 5 days ago

A Top Research Hosptial is looking to add an Assistant General Counsel to their Legal Team. The role will report to the Chielf Legal Officer, and have high visability within the organization. This is an incredibly exciting growth opportunity to transition in-house early in your career. The role w...

• Reno
• US$175000 - US$215000 per annum
• Posted 5 days ago

The role will primarily be responsible for working with SEC reporting to draft proxy statements and advise on disclosure issues, drafting portions of SEC filings such as 10Qs, 10Ks, 8Ks, etc., managing NYSE compliance, as well as supporting the Corporate Secretary function including tasks such as...

• New Jersey
• US$80000 - US$95000 per annum
• Posted 6 days ago

A full-service wealth management firm is looking to add a Compliance Associate to their New Jersey team. This position will serve as a subject matter expert on lending regulations and related banking laws, reporting directly into the Chief Compliance Officer. Title: Compliance Associate Salary: $...

• New Jersey
• US$80000 - US$95000 per annum
• Posted 6 days ago

A full-service wealth management firm is looking to add a Compliance Associate to their New Jersey team. This position will serve as a subject matter expert on lending regulations and related banking laws, reporting directly into the Chief Compliance Officer. Title: Compliance Associate Salary: $...

• United States of America
• Negotiable
• Posted 6 days ago

Company Summary: A global leader in labor and employment law is seeking an experienced L&E Attorney to join their team. Your role will involve defending administrative agency charges and demand letters for clients. *Must have at least 5 years of experience with EEOC charges. Job Responsibilities:...

• Indianapolis
• Negotiable
• Posted 6 days ago

A growing Environmental Services Firm is seeking a Compliance Consultant responsible for overseeing project management and client development in the fields of regulatory compliance, environmental considerations, and health & safety. The role involves maintaining project momentum, ensuring work qu...

• United States of America
• Negotiable
• Posted 6 days ago

A distinguished commercial insurance institution is looking to add an Director of Compliance to its Legal team in Chicago! In this role, you will be working closely with the VP managing the Regulatory department and its staff, along with overseeing the regulatory affairs and compliance activities...

• San Francisco
• US$110000 - US$125000 per annum
• Posted 6 days ago

A competitor of a well-known insurance carrier is looking to add a Senior Compliance Manager to the team! While directly reporting to the General Counsel, this role aims to ensure adherence to all state and federal fully and self-funded products rules and regulations. This role is 100% remote bas...

• United States of America
• US$200000 - US$250000 per annum
• Posted 7 days ago

VP, Registered Funds Counsel - Elite Investment Management Firm An elite Global Investment Management Firm is seeking a Vice President, Counsel to join its Legal and Compliance Department in their New York City office. This is a growth hire for the firm and this individual will be a key point of ...