Job Search - Regulatory and Legal Jobs

Found 42 jobs
    • Boston
    • US$160000 - US$160001 per annum
    • Posted 1 day ago

    Labor & Employment Associate (Hybrid) A prestigious global employment and labor law practice is seeking a Labor Employment Associate to join their team in Providence, RI. This top firm specializes in labor and employment litigation as well as mobility and immigration issues worldwide. This role w...

    • Boston
    • Negotiable
    • Posted 1 day ago

    Intellectual Property Paralegal (Hybrid) A leading medical research organization is looking to fill an Intellectual Property Paralegal position. This position will report into the IP Program Manager and be based in Boston. This position will provide a candidate with the ability for career advance...

    • Boston
    • US$155000 - US$175000 per annum + Bonus, Health
    • Posted 4 days ago

    We have partnered with a top financial institution in Boston known for Investment Management, Private Banking, and Investor Services. They are seeking a Funds Associate to join their Legal Department in Boston to advise investment professionals and other business units on mutual fund activities, ...

    • United States of America
    • Negotiable
    • Posted 4 days ago

    Larson Maddox is currently partnered with several investment banks, asset management firms, and hedge funds located in NYC on searches focused around control room compliance. These roles vary from AVP - Senior Director level, and are on hybrid working schedules. Please feel free to apply in direc...

    • New York
    • Negotiable
    • Posted 5 days ago

    A Global Investment Bank is seeking a VP, Counsel, Prime Services (Hybrid) to serve as the primary legal contact for Equities and Fixed Income Finance and Prime Services for both client-facing legal issues and related regulatory matters. Reporting to the GC of Prime Services and working closely w...

    • Chicago
    • Negotiable
    • Posted 6 days ago

    A prestigious and well known Global Real Estate Investment Management firm is looking for a Compliance Associate to join its team in Chicago. A successful candidate for this role will have experience in the finance and compliance space at a financial services firm. This role will focus primarily ...

    • Chicago
    • Negotiable
    • Posted 6 days ago

    A prestigious and well known Global Real Estate Investment Management firm is looking for a Sr. Compliance Associate to join its team in Chicago. A successful candidate for this role will have experience in the finance and compliance space at a financial services firm. This role will focus primar...

    • Denton
    • Negotiable
    • Posted 9 days ago

    TITLE: Trade Program Manager SALARY: Competitive for Role SUMMARY: A Fortune 500 company that's a global leader in the commercial and manufacturing industry is looking for a Trade Program Manager, interested in joining a stable operation with long term career potential. You will manage compliance...

    • Virginia
    • Negotiable
    • Posted 9 days ago

    We have partnered with a pharmaceutical company that specializes in patient advocacy, health policy, & evidence-based best practice models. Their mission is to revolutionize modern addiction treatment and shift the perspective from a global human crisis to a recognized and treated chronic disease...

    • United States of America
    • Negotiable
    • Posted 9 days ago

    A top tier bank located in NYC is looking to hire a Control Room Compliance Assistant Vice President to their team. The AVP will get to be a part of a global company with over 100,000 employees worldwide, ensuring an effective compliance program is developed and maintained. This position will be ...

    • Manhattan
    • Negotiable
    • Posted 9 days ago

    A growing Registered Investment Advisor, located in Manhattan, is looking to hire a Chief Compliance Officer to the business. Reporting to the Chief Executive Officer, the CCO will be responsible for overseeing all regulatory compliance for the RIA and running the daily activities of the complian...

    • New York
    • Negotiable
    • Posted 10 days ago

    We are partnering with one of the largest technology companies in the industry that is looking to build out their contract management team! They are well-known for a variety of products and services such as e-commerce, cloud computing, merchant processing and more. This will be a fast-paced posit...

    • New York
    • Negotiable
    • Posted 10 days ago

    Our client, a top global boutique investment bank is hiring a Senior Compliance Officer - Equities in their New York City office. They are seeking a senior, experienced compliance professional with a strong expertise in Equities advisory function. Responsibilities: Execute compliance advisory to ...

    • Missouri River Township
    • Negotiable
    • Posted 10 days ago

    A global leader in the insurance industry is looking for a Senior Counsel to join their growing legal team in the pension risk transfer sector. In this role you will be offered exposure to working with a legal team at a Fortune 500 organization, with work that will be engaging, challenging, and e...

    • Manhattan
    • Negotiable
    • Posted 11 days ago

    A fast-growing private equity firm in the New York Area is looking to hire a Compliance Associate to join their dynamic compliance team. The role will report the VP of Compliance and have responsibilities assisting with the management of the day to day operations of the compliance program. Respon...

    • Chicago
    • Negotiable
    • Posted 11 days ago

    One of the worlds largest asset management firms is looking for a Deputy General Counsel to join and lead their Chicago team! A stellar candidate will have a background in public securities, wealth management, and funds work. Responsibilities: Subject matter expert of onshore and offshore registe...

    • United States of America
    • Negotiable
    • Posted 11 days ago

    An exciting cryptocurrency start up is looking for a VP legal to join their team! This is the perfect opportunity for someone who is interested in crypto, looking to be challenged, and wants to be part of an innovative and ambitious team directly impacting the fintech space. Responsibilities Advi...

    • Melville
    • Negotiable
    • Posted 11 days ago

    A private, American manufacturer is currently seeking a Director of Compliance to join the team in an onsite position in New York. The Director of Compliance will report directly to the VP of Standards and collaborate closely with the legal department. ​The Director of Compliance will be responsi...

    • New York
    • Negotiable
    • Posted 12 days ago

    Our client, a global, top 5 investment bank is hiring a VP, Equities Trading Compliance to sit in their New York City office. Their ideal candidate has 10 + years' compliance experience with advisory expertise pertaining to equity market structure. Responsibilities: Acting as the main point of co...

    • Boston
    • Negotiable
    • Posted 12 days ago

    A global asset manager in the Boston area is looking to hire a Head of Asset Management Compliance. The role will report to the Global Chief Compliance Officer and oversee a team that handles Code of Ethics, regulatory reporting, testing, financial crimes, bank compliance, and risk management. Th...

Get new jobs for this search by email