Job Search - Regulatory and Legal Jobs

• South Carolina
• US$185000 - US$205000 per annum
• Posted about 16 hours ago

A powerhouse in the energy and construction space is looking to expand their legal team with a Senior Construction Counsel. As a Senior Construction Counsel, you will be responsible for overseeing the drafting, negotiation, and review of various legal agreements, with a focus on utility-scale pro...

• Arizona
• US$200000 - US$280000 per annum
• Posted about 16 hours ago

A leading environmental services company dedicated to preserving and enhancing the environment through sustainable practices and innovative solutions. With a commitment to excellence and a passion for environmental stewardship, they provide comprehensive services to clients across various industr...

• Florida
• US$120000 - US$170000 per annum
• Posted about 16 hours ago

A growing construction company, that is veteran and minority owned, is looking to expand their legal team with an ambitious and passionate Construction Litigation Counsel. As a Construction Litigation Counsel, you will play a pivotal role in managing and resolving all legal matters related to con...

• Lawton
• US$90000 - US$110000 per annum
• Posted 1 day ago

A bank in Oklahoma is looking to add a Senior Compliance Officer to their team! While reporting to the COO, you will be responsible for ensuring that requirements of regulatory laws and Community Reinvestment Act (CRA) are being integrated in the bank's policies and procedures. This position will...

• Park Ridge
• US$120001 - US$175000 per annum
• Posted 1 day ago

A financial institution in the top 10% of banks across the country is looking to add a Senior CRA Compliance Officer to their team! While reporting directly to the COO, this position encompasses two key roles: overseeing Community Reinvestment Act (CRA) and Compliance functions. The role involves...

• Wichita
• US$75000 - US$100000 per annum
• Posted 1 day ago

A growing bank is looking to add a Fair Lending Officer to their team! While reporting to the CCO, this role is responsible for developing, implementing, and administering all aspects of the Bank's Fair Lending including various lending product lines. This role sits 5 days in office in Wichita, K...

• Dallas
• US$100000 - US$160000 per annum
• Posted 4 days ago

We are currently partnered with a SEC-registered investment adviser specializing in event-driven, long/short equity strategies based in Dallas, Texas looking to add a Compliance Director to their team. Compliance Director Role Responsibilities: Manage compliance calendar and regulatory reports (e...

• Charlotte
• US$140000 - US$160001 per annum
• Posted 4 days ago

We are currently partnered with a growing SEC Registered Investment Advisor seeking a motivated Director of Compliance with strong communication skills and a problem-solving mindset. You'll be a key team member, reporting directly up to the CCO/GC, responsible for ensuring the firm's goals and va...

• Tampa
• US$150000 - US$200000 per annum
• Posted 4 days ago

An electronic trading platform is looking to grow their team! The Compliance team is committed to maintaining the highest standards of regulatory compliance and ethical conduct. About This Role As a member of the Compliance team, the CCO will oversee all compliance aspects related to derivatives ...

• Norfolk
• US$115000 - US$145000 per annum
• Posted 4 days ago

We are currently partnered with a leading manufacturer in Norfolk, VA who is seeking a skilled accountant for the Deputy Controller role. This position supports financial operations, focusing on revenue tracking, internal controls, financial policy formulation, and ensuring fiscal health. Respons...

• Charlotte
• US$130000 - US$185000 per annum
• Posted 4 days ago

A growing hedge fund is adding to it's tax team and is looking for you to be the firms next Vice President, Tax - Hedge Fund! This is an incredibly exciting time to join the firm as they just opened their first office in the Southeast - offering an opportunity to be a founding member of the offic...

• Charlotte
• US$100000 - US$140000 per annum
• Posted 4 days ago

A growing registered investment advisor is adding to their legal and compliance team and is looking for you to be the firms next Compliance Specialist! This is an incredibly exciting time to join the firm as they are opening their first office in the Southeast - offering an opportunity to be a fo...

• Atlanta
• US$150000 - US$150001 per annum
• Posted 4 days ago

A registered investment advisor is looking for you to be it's next Compliance Senior Manager! This is an exciting time to join the firm as they have a CCO who covers the broker dealer side of the business, and are looking for someone to come in and lead the advisory side. If what is below matches...

• Tampa
• US$80000 - US$130000 per annum
• Posted 4 days ago

About This Team An electronic trading platform is looking to grow their team! The Compliance team is committed to maintaining the highest standards of regulatory compliance and ethical conduct. To further these goals, our Compliance team is looking for a new team member to lead our non-financial ...

• Houston
• US$200000 - US$250000 per annum
• Posted 5 days ago

Position Summary This General Counsel position with a renewable energy company will serve as the senior legal advisor, responsible for overseeing and managing all legal aspects of project development. This role encompasses leadership throughout the lifecycle of projects, from origination through ...

• Atlanta
• US$200000 - US$225000 per annum
• Posted 5 days ago

Position Overview The Senior Legal Counsel will join our team as a full-time employee, reporting directly to the General Counsel. This role is pivotal in supporting our diverse legal needs. The Senior Legal Counsel will engage with all facets of our rapidly expanding corporate environment within ...

• Arlington Heights
• US$150000 - US$180000 per annum
• Posted 5 days ago

Job Description The Corporate Counsel will be responsible for numerous duties that effect all aspects of the company's business and will report directly to the company's Chief Legal Officer and VP, Senior Counsel. A summary of the essential functions for this position are below. Responsibilities ...

• California
• US$205000 - US$300000 per annum
• Posted 5 days ago

Summary: Our client, a regional firm, is seeking Trusts & Estates Attorneys to join their dynamic team. The Trusts & Estates Attorney will be responsible for providing legal counsel and services in the areas of estate planning, trust administration, and probate. The ideal candidate will have a de...

• Hong Kong
• HK$480000 - HK$480001 per annum
• Posted 5 days ago

CLIENT BACKGROUND Our client is an International Bank. We are seeking an experienced CDD (Customer Due Diligence) Associate with a focus on Daily External Investigations, Know Your Customer (KYC), and Customer Due Diligence (CDD) activities to join our team in Hong Kong. In this role, you will be...

• Chicago
• US$200000 - US$250000 per annum
• Posted 8 days ago

A growing Biotechnology company is looking to add a Controller to their team! While reporting to the Chief Business Officer, this role will consist of overseeing general accounting, FP&A, Treasury, and Vendor Management Compliance functions. This role will sit as a flexible hybrid in Chicago, IL....