Job Search - Regulatory and Legal Jobs

Found 88 jobs
    • New York
    • Negotiable
    • Posted about 8 hours ago

    A leading international bank is seeking an Attorney to join their growing legal team as a Financial Markets Counsel. This individual will directly advise Front Office sales and trading personnel on the Bank's Financial Markets businesses. You will maintain close relationships with stakeholders in...

    • Hong Kong
    • Negotiable
    • Posted 1 day ago

    About client Our client is one of the leading European Bank, looking to add a Director level of AML individual with regional experience Job description Assisting the Head of APAC Compliance to manage the AML/FCC department Provide advices to businesses outside of Hong Kong i.e. China, Singapore, ...

    • Hong Kong
    • Negotiable
    • Posted 1 day ago

    ABOUT CLIENT Our client is one of the leading Hedgefund based in Europe and has deep integration in the APAC market. As they are expanding in Hong Kong, they are looking to add a headcount in compliance team. RESPONSIBILITIES Supporting the Head of Compliance on General, Regulatory, and Investmen...

    • Hong Kong
    • Negotiable
    • Posted 1 day ago

    ABOUT CLIENT Our client is one of the leading Hedgefund based in Europe and has deep integration in the APAC market. As they are expanding in Hong Kong, they are looking to add 2 new headcounts in Credit and Macro Fund ops team. RESPONSIBILITIES Supporting the full trading activities across a var...

    • Boston
    • Negotiable
    • Posted 3 days ago

    One of the world's largest Investment Management firms is seeking an attorney with asset management experience to join their growing legal team. This Boston based organization with nearly $1.4 Trillion AUM is looking for a Fund Counsel, responsible for providing legal, regulatory, and compliance ...

    • United States of America
    • Negotiable
    • Posted 3 days ago

    The global top Labor & Employment private practice is seeking a remote Attorney to join its Charges division. The firm's specialized approach (CaseSmart) allows you to provide superior service to your clients by utilizing data-driven technology and a specialized workflow process. If you are famil...

    • Boston
    • Negotiable
    • Posted 3 days ago

    One of the world's largest Investment Management firms is seeking an attorney with asset management experience to join their growing legal team. This Boston based organization with nearly $1.4 Trillion AUM is looking for a Counsel & Compliance Officer, responsible for assisting the Head of Compli...

    • New York
    • US$250000 - US$300000 per annum
    • Posted 3 days ago

    An industry-leading international life insurance group is seeking a Senior Director of Global Tax to act as the lead advisor on the group's all reinsurance and M&A transactions. The Senior Director will have extensive experience and knowledge of reinsurance, merger, and acquisition disposition-re...

    • Connecticut
    • Negotiable
    • Posted 3 days ago

    An industry leading international life insurance group is seeking an experienced Corporate Governance Attorney to head up the group's Office of Corporate Secretary function. Due to the organization's tremendous success, they have dedicated the past year to building out their legal team. This is a...

    • Negotiable
    • Posted 4 days ago

    Company Overview One of the "big four" banks in China providing services in investment banking, wealth management, private banking, foreign exchange trading and e-banking products and services to clients worldwide is currently seeking a detailed-oriented individual with excellent interpersonal an...

    • New York
    • US$165000 - US$175000 per annum
    • Posted 4 days ago

    An Investment Management Company is looking for a Corporate Vice President to report directly to the Chief Compliance Officer. Responsibilities: Help develop, monitor, and maintain effective compliance policies and procedures Assess and test the company's compliance with various polices such as A...

    • Aventura
    • Negotiable
    • Posted 4 days ago

    We have a current opportunity for a Chief Compliance Officer on a permanent basis. The position will be based in the Miami-Fort Lauderdale area. For further information about this position please apply.

    • Chicago
    • Negotiable
    • Posted 5 days ago

    A multi-strategy hedge fund is looking for a Trade Surveillance Analyst to join their regulatory and financial services team. A major focus of the role will be on trade surveillance matters, such as conducting routine surveillance searches, identify potential breaches of market conduct rules or f...

    • New York
    • US$165000 - US$175000 per annum
    • Posted 5 days ago

    An Investment Management Company is looking for a Corporate Vice President to report directly to the Chief Compliance Officer. Responsibilities: Help develop, monitor, and maintain effective compliance policies and procedures Assess and test the company's compliance with various polices such as A...

    • Chicago
    • Negotiable
    • Posted 6 days ago

    One of the nations oldest and largest futures brokerage firms is looking to bring on a Compliance Officer to help build out the Broker Dealer function of the firm. Located in Chicago, a successful candidate in this position will provide compliance oversight of all the activities within the firms ...

    • Negotiable
    • Posted 6 days ago

    Company Overview A top leading international financial institution providing extensive services in corporate banking, wealth management, asset management, and insurance to clients worldwide is currently seeking a detailed-oriented and independent individual with strong communication and analytica...

    • England
    • Negotiable
    • Posted 6 days ago

    An AmLaw 100 company is looking for a Labor and Employment Associate. The associate will work with each administrative agency charge and attorney demand letter assigned to them from investigation through conclusion. Responsibilities Position statement drafting Correspondence with agency requests ...

    • Chicago
    • Negotiable
    • Posted 7 days ago

    Interested in a company that prioritizes workplace culture? A cutting-edge quantitative trading firm is looking for an Assistant Controller to add to their team. This Chicago-based company develops systematic investment strategies by utilizing their impressive research and development platform. Y...

    • Boston
    • Negotiable
    • Posted 7 days ago

    One of the world's largest Investment Management firms is seeking an attorney with asset management experience to join their growing legal team. This Boston based organization with nearly $1.4 Trillion AUM is looking for a Counsel & Compliance Officer, responsible for assisting the Head of Compli...

    • New York
    • US$250000 - US$300000 per annum
    • Posted 7 days ago

    An industry-leading international life insurance group is seeking a Senior Director of Global Tax to act as the lead advisor on the group's all reinsurance and M&A transactions. The Senior Director will have extensive experience and knowledge of reinsurance, merger, and acquisition disposition-re...

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