Job Search - Regulatory and Legal Jobs

Found 98 jobs
    • United States of America
    • Negotiable
    • Posted about 20 hours ago

    Summary: A boutique investment bank - capital markets and proprietary investments firm, with offices across the country is seeking a Compliance Officer, to join a small and supportive team at their HQ in downtown Chicago. The firm specializes in providing clients with capital raising, advisory se...

    • Chicago
    • Negotiable
    • Posted 3 days ago

    Summary: Leading and firmly established global proprietary trading firm, seeking a collaborative and organized Compliance Analyst who is willing and able to train others. You'll serve as a critical member of the organization, supporting its larger objectives through your direct contributions by: ...

    • Chicago
    • Negotiable
    • Posted 3 days ago

    A multinational renewable energy company is currently seeking a Compliance Manager to report directly to the Compliance Officer and collaborate closely with the global compliance teams in a hybrid position based in either Chicago, IL or Austin, TX. A successful person in this role will be proacti...

    • Chicago
    • Negotiable
    • Posted 3 days ago

    Title: Chief Compliance Officer Salary: Competitive for Role Summary: A rapidly growing investment advisory firm with over $10 billion under advisement, headquartered downtown Chicago, is looking for a CCO. If you're passionate about working with creative, capable, and collaborative people in a s...

    • New York
    • Negotiable
    • Posted 3 days ago

    Summary: A boutique investment bank and asset management firm, headquartered in Midtown New York City, is looking for a Compliance Associate. You will serve as a critical member of the organization, supporting its larger objectives by: assisting with regulatory filings, advising the front line an...

    • San Francisco
    • Negotiable
    • Posted 4 days ago

    A highly established, global wealth management firm is currently seeking a Market Supervisory Officer to join their team in a hybrid (based out of San Francisco) position. Your primary responsibility will be steering initiatives pertaining to business risk, compliance, and sales supervision. A su...

    • Whippany
    • Negotiable
    • Posted 4 days ago

    One of the worlds largest and most successful financial institutions is currently looking to fill the role of Finance Regulatory AVP! Located in New Jersey, a successful candidate in this role will be a team player, be able to meet tight deadlines, and have an extensive understanding of internal ...

    • Chicago
    • Negotiable
    • Posted 4 days ago

    Title: Chief Compliance Officer Salary: Competitive for Role Summary: A rapidly growing investment advisory firm with over $10 billion under advisement, headquartered downtown Chicago, is looking for a CCO. If you're passionate about working with creative, capable, and collaborative people in a s...

    • Chicago
    • Negotiable
    • Posted 5 days ago

    Title: Chief Compliance Officer Salary: Competitive for Role Summary: A rapidly growing investment advisory firm with over $10 billion under advisement, headquartered downtown Chicago, is looking for a CCO. If you're passionate about working with creative, capable, and collaborative people in a s...

    • Chicago
    • Negotiable
    • Posted 5 days ago

    A top Fortune 500 biopharmaceutical company is currently seeking a Finance Supervisor to join their Chicagoland team. This role is a great opportunity to demonstrate financial leadership pertaining to inventory reporting and consolidation. If you are passionate about the biopharmaceutical space, ...

    • Chicago
    • Negotiable
    • Posted 5 days ago

    A prestigious and well known Global Real Estate Investment Management firm is looking for a Sr. Compliance Associate to join its team in Chicago. A successful candidate for this role will have experience in the finance and compliance space at a financial services firm. This role will focus primar...

    • Chicago
    • Negotiable
    • Posted 6 days ago

    A top Fortune 500 biopharmaceutical company is currently seeking a Finance Supervisor to join their Chicagoland team. This role is a great opportunity to demonstrate financial leadership pertaining to inventory reporting and consolidation. If you are passionate about the biopharmaceutical space, ...

    • United States of America
    • Negotiable
    • Posted 6 days ago

    Title: Senior Compliance Analyst (Hybrid or Remote) Salary: Competitive for Role SUMMARY: a major Investment Life Insurance firm, with an "excellent" AM Best rating, is seeking a Senior Compliance Analyst. In this role, you'll: analyze and ensure products, procedures, contracts, and services comp...

    • San Francisco
    • Negotiable
    • Posted 7 days ago

    Company Summary: With an inclusive, collaborative workplace, this company is paving the way that patient care is developed through speciality pharmaceuticals and the best-in-class patient support programs. With a patient-focused company that will inspire and empower you to grow through life-chang...

    • San Francisco
    • Negotiable
    • Posted 7 days ago

    Company Summary: A leading global medical device company is seeking an Associate Securities Counsel to join their legal team. The position has just been added due to the rapid growth and success of the company. Reporting to the Vice President and Associate General Counsel will give you the opport...

    • Whippany
    • Negotiable
    • Posted 7 days ago

    One of the worlds largest and most successful financial institutions is currently looking to fill the role of Finance Regulatory AVP! Located in New Jersey, a successful candidate in this role will be a team player, be able to meet tight deadlines, and have an extensive understanding of internal ...

    • Michigan
    • Negotiable
    • Posted 7 days ago

    This role for a well-known brand will be working closely with teams within the company including Legal, Product, Security, and Engineering to build privacy into the products and features. This role will also be responsible for driving compliance with data protection laws globally and maintain a c...

    • Missouri
    • Negotiable
    • Posted 7 days ago

    A major law firm is currently in search of a Real Estate Finance Associate to join and support their real estate finance team remotely. Responsibilities Drafting and reviewing corporate organizational documents at all levels of capital structure. Reviewing and abstracting ground and space leases,...

    • United States of America
    • Negotiable
    • Posted 7 days ago

    A top 25 domestic bank is looking to hire a Compliance Officer for their deposits team. This role will focus on a variety of consumer regulations and dealing with lending, banking and deposit products. The Compliance Officer shall provide support and advice to various lines of business within the...

    • Delaware
    • Negotiable
    • Posted 7 days ago

    We are excited to announce that we have partnered with an industry leading biotechnology company on a Corporate Contract Manager role! This company uses materials science to drive their number one mission of saving lives. This organization is seeking an experienced Contract Manager to strategical...

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