Regulatory Jobs & Careers - Larson Maddox

• Wichita
• US$70000 - US$100000 per annum
• Posted about 12 hours ago

A leading commercial bank is looking for you to join the firm as it's next Fair Lending Officer! Located in Wichita, KS you will join a team of motviated and compliance driven professionals to drive the fair lending business in the most efficent and effective manner possible, while working very c...

• Charlotte
• US$100000 - US$120000 per annum
• Posted about 13 hours ago

A growing registered investment advisor is adding to their legal and compliance team and is looking for you to be the firms next Compliance Specialist! This is an incredibly exciting time to join the firm as they are opening their first office in the Southeast - offering an opportunity to be a fo...

• Hong Kong
• HK$480000 - HK$600000 per annum
• Posted 2 days ago

CLIENT BACKGROUND Our client is a leading Investment Bank. We are seeking experienced KYC Talent to join the Onboarding team. In this role, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal ...

• Ohio
• US$140000 - US$230000 per annum
• Posted 3 days ago

A privately owned renewable energy company, dedicated to providing innovative solutions that help customers reduce their carbon footprint and manage energy costs, is seeking a Director of Regulatory Affairs to join their legal team. This role will focus on managing the company's regulatory and le...

• Hickory
• Negotiable
• Posted 4 days ago

A top-ranked Accounting Firm outside of Charlotte, NC is looking to add an Audit Manager to the team. The firm was named as the Best Mid-sized Accounting Firm to Work For in the nation and was given the top spot as Best Employers in North Carolina. Reporting to the Audit Manager, this role will a...

• Hong Kong
• HK$540000 - HK$600000 per annum
• Posted 4 days ago

CLIENT BACKGROUND Our client is a Chinese Financial Institution. We are seeking experienced Compliance Talents to join the team. As a Compliance Officer (MIC), you will play a crucial role in ensuring that our institution adheres to all regulatory requirements related to anti-money laundering (AM...

• Wichita
• US$70000 - US$100000 per annum
• Posted 4 days ago

A leading commercial bank is looking for you to join the firm as it's next Fair Lending Officer! Located in Wichita, KS you will join a team of motviated and compliance driven professionals to drive the fair lending business in the most efficent and effective manner possible, while working very c...

• Santa Monica
• US$90000 - US$130000 per annum
• Posted 4 days ago

We are currently partnered with a Private Equity Firm looking to add a Compliance Associate to their growing team. Compliance Officer Role Responsibilities: Manage compliance calendar and regulatory reports (e.g., Section 13 filings, Form ADV, Form PF). Test and document compliance policies and p...

• Gulfport
• US$80000 - US$106000 per annum
• Posted 4 days ago

We are currently working with a leading regional bank looking to add a Compliance Advisor to their growing team. The Compliance Advisor will assist in overseeing various regulatory compliance programs, including consumer deposit regulations and privacy laws. This role serves as a compliance resou...

• Hong Kong
• Negotiable
• Posted 7 days ago

CLIENT BACKGROUND Our client is a leading International Bank. We are seeking a Vice President for FICC Compliance to join our dynamic compliance team. This role is pivotal in ensuring adherence to regulatory requirements and internal policies. JOB RESPONSIBILITY Develop and implement comprehensiv...

• Hong Kong
• HK$600000 - HK$600001 per annum
• Posted 7 days ago

CLIENT BACKGROUND We seek a highly skilled Internal Auditor to join an Investment Firm in Hong Kong. In this role, you will be reporting to the Chief Executive Officer, playing a crucial role in ensuring the integrity of the financial operations and compliance with regulatory standards. This role...

• Hong Kong
• HK$600000 - HK$720000 per annum
• Posted 8 days ago

CLIENT BACKGROUND Our client is an International Corporate Bank. We are seeking an experienced AML & Compliance Manager to join our dynamic team in Hong Kong. The ideal candidate will have a strong background in compliance and anti-money laundering within the banking sector and a proven track rec...

• Hong Kong
• HK$600000 - HK$720000 per annum
• Posted 8 days ago

CLIENT BACKGROUND Our client is an International Corporate Bank. We are seeking an experienced AML & Compliance Manager to join our dynamic team in Hong Kong. The ideal candidate will have a strong background in compliance and anti-money laundering within the banking sector and a proven track rec...

• Charlotte
• US$100000 - US$130000 per annum
• Posted 10 days ago

A growing registered investment advisor is adding to their legal and compliance team and is looking for you to be the firms next Compliance Specialist! This is an incredibly exciting time to join the firm as they are opening their first office in the Southeast - offering an opportunity to be a fo...

• North Carolina
• US$120000 - US$150000 per annum
• Posted 10 days ago

A leading global specialty metals and coatings manufacturer in the aerospace industry is looking for you to join the team as it's next Import/Export Compliance Manager! This is a brand new role as the firm is looking to increase it's compliance team. The ideal candidate has experience working wit...

• Santa Monica
• US$90000 - US$130000 per annum
• Posted 10 days ago

We are currently partnered with a Private Equity Firm looking to add a Compliance Associate to their growing team. Compliance Officer Role Responsibilities: Manage compliance calendar and regulatory reports (e.g., Section 13 filings, Form ADV, Form PF). Test and document compliance policies and p...

• Hong Kong
• HK$600000 - HK$720000 per annum
• Posted 13 days ago

CLIENT BACKGROUND Our client is an International Corporate Bank. We are seeking an experienced AML & Compliance Manager to join our dynamic team in Hong Kong. The ideal candidate will have a strong background in compliance and anti-money laundering within the banking sector and a proven track rec...

• Hong Kong
• HK$600000 - HK$780000 per annum
• Posted 17 days ago

CLIENT BACKGROUND Our client is a leading Private Bank. We are seeking experienced KYC Talent to join the Onboarding team. In this role, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal pol...

• Hong Kong
• HK$840000 - HK$900000 per annum
• Posted 18 days ago

CLIENT BACKGROUND Our client is a leading International Bank. We are seeking a Vice President for FICC Compliance to join our dynamic compliance team. This role is pivotal in ensuring adherence to regulatory requirements and internal policies. JOB RESPONSIBILITY Develop and implement comprehensiv...

• Hong Kong
• HK$240000 - HK$360000 per annum
• Posted 20 days ago

CLIENT BACKGROUND We are looking for an enthusiastic FCC Specialist to join our Financial Crime Compliance (FCC) team. This role focuses on transaction monitoring, sanctions compliance, advisory services, and anti-bribery and corruption (AB&C) initiatives. We welcome applications from candidates ...