Regulatory Jobs | Search & Apply Today

• Hong Kong
• Negotiable
• Posted about 7 hours ago

Company Overview A Japanese investment bank providing regional brokerage, M&A advisory and corporate finance for a wide range of clients including professional investors to financial institutions is currently seeking a proactive and self-motivated individual with strong communication skills to jo...

• Japan
• Negotiable
• Posted about 7 hours ago

Company Overview A top tier European asset management firm providing expertise in savings, investments, insurance and asset management is currently seeking a well-organized and proactive individual with strong communication in Japanese and English. This individual will assist the Head of Complian...

• Hong Kong
• Negotiable
• Posted about 7 hours ago

Overview A leading European private bank is currently seeking proactive and detailed minded individual with strong communication skills to Internal Control Team. This individual will provide support in monitoring the performance and selling process of internal control. Job Requirements Handle pre...

• Hong Kong
• Negotiable
• Posted about 7 hours ago

Overview A leading European private bank is currently seeking proactive and detailed minded individual with strong communication skills to Internal Control Team. This individual will provide support in monitoring the performance and selling process of internal control. Job Requirements Handle pre...

• Hong Kong
• Negotiable
• Posted about 7 hours ago

Overview A leading European private bank is currently seeking proactive and detailed minded individual with strong communication skills to Internal Control Team. This individual will provide support in monitoring the performance and selling process of internal control. Job Requirements Handle pre...

• Japan
• Negotiable
• Posted about 7 hours ago

Company Overview A top tier European asset management firm providing expertise in savings, investments, insurance and asset management is currently seeking a well-organized and proactive individual with strong communication in Japanese and English. This individual will assist the Head of Complian...

• Negotiable
• Posted about 7 hours ago

Company Overview A top leading international financial institution providing extensive services in corporate banking, wealth management, asset management, and insurance to clients worldwide is currently seeking an enthusiastic and independent minded individual with strong communication and multi-...

• Singapore
• Negotiable
• Posted about 11 hours ago

Roles and Responsibilities for Compliance Manager, Investment Management Firm Provide compliance support and advisory on day-to-day operations in compliance Develop and maintain compliance framework and policies to ensure compliance with regulatory requirements Monitor and assess new and emerging...

• Singapore
• Negotiable
• Posted about 11 hours ago

Roles & Responsibilities of the Compliance Officer, Law firm Provide advisory related to AML Laws Support the client onboarding process Provide compliance support and advisory on day-to-day operations in compliance Develop and maintain compliance framework and policies to ensure compliance with r...

• Singapore
• Negotiable
• Posted about 12 hours ago

Compliance Senior Manager - Leading Private Funds Firm My client is a leading and growing Private Funds firm and we are recruiting for a Compliance Senior Manager to be based in the Singapore office. This is a new role and you will be given the opportunity to support the business on all complianc...

• Chicago
• Negotiable
• Posted about 20 hours ago

A leading global financial services company is looking to bring on a top tier compliance officer to join the team out of the Chicago office! This position would work closely with different business lines to take care of any regulatory matters that may arise. This candidate must have experience wi...

• New York
• US$145000 - US$200000 per annum
• Posted 1 day ago

The Head of Regulatory Reporting Operations will align themselves with other Operations teams such as Technology, Risk, and Compliance in order to supply governance and supervision of any required regulatory reporting. This role has direct reports and reports to the Head of Operations Americas. R...

• Minneapolis
• Negotiable
• Posted 3 days ago

The Data Privacy Manager will be responsible for ensuring that the organization is in compliance with all data privacy laws and regulations. This includes managing data protection policies, procedures, and processes, as well as training employees on data privacy best practices. Key Responsibiliti...

• Overland Park
• Negotiable
• Posted 4 days ago

A rapidly growing investment advisory firm focusing on individual wealth management out of the Midwest is looking for a seasoned compliance professional to join the team! This opportunity presents a tremendous opportunity to take the next step in a career in compliance at a premier value-based or...

• Chicago
• Negotiable
• Posted 4 days ago

A Chicago based investment firm is looking for a highly motivated and detail-oriented individual to add to their team as a Compliance Officer. The Compliance Officer is responsible for ensuring that the company adheres to all applicable laws, regulations, and industry standards related to investm...

• Hong Kong
• Negotiable
• Posted 6 days ago

Company Overview A Chinese virtual bank providing is currently seeking proactive and analytical individual with strong communication skills to join their FCC team. This individual will provide support in AML & Fraud investigations and assist in other financial crime compliance matters. Job Requir...

• Negotiable
• Posted 6 days ago

Company Overview A top tier European asset management firm providing expertise in savings, investments, insurance and asset management is currently seeking a well-organized and proactive individual with strong communication in Japanese and English. This individual will assist the Head of Complian...

• Hong Kong
• Negotiable
• Posted 6 days ago

Responsibilities Perform preliminary assessments and provide advice on SFC licensing enquiries Develop and maintain good relationship with regulators Provide assistance in SFC licence applications Provide assistance in preparation of applications (modifications, additional regulated activities, e...

• Negotiable
• Posted 6 days ago

Company Overview One of the "big four" banks in China providing services in investment banking, wealth management, private banking, foreign exchange trading and e-banking products and services to clients worldwide is currently seeking a detailed-oriented individual with excellent interpersonal an...

• Hong Kong
• Negotiable
• Posted 6 days ago

Job Requirements Oversee the AML/ CFT and Sanctions advisory function Provide AML advisory support to the business Investigate and clear post transaction alerts escalated from 1st LOD generated from internal monitoring systems Responsible for Sanctions monitoring review transactions and raise any...