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• New Jersey
• US$80000 - US$95000 per annum
• Posted about 14 hours ago

A full-service wealth management firm is looking to add a Compliance Associate to their New Jersey team. This position will serve as a subject matter expert on lending regulations and related banking laws, reporting directly into the Chief Compliance Officer. Title: Compliance Associate Salary: $...

• New York
• US$110000 - US$120000 per annum
• Posted 1 day ago

An international Asset Management Firm is looking to expand their New York City team of compliance professionals! This Senior Compliance Associate position has a requisite for regulatory experience in regard to personal trade review, quarterly attestations, fund on-boarding, and AML. This is a hy...

• Indianapolis
• Negotiable
• Posted 2 days ago

A highly reputable and growing investment management firm is looking to add a Chief Compliance Officer to its team. The chief compliance officer will be responsible for ensuring that our firm and its employees comply with all applicable laws, regulations, and industry standards. You will also ove...

• England
• Negotiable
• Posted 2 days ago

A highly reputable and growing investment management firm is looking to add a Chief Compliance Officer to its team. The chief compliance officer will be responsible for ensuring that our firm and its employees comply with all applicable laws, regulations, and industry standards. You will also ove...

• San Francisco
• US$180000 - US$200000 per annum
• Posted 2 days ago

A multifamily real estate investment firm based in California is looking to add a VP Compliance to their growing team to support the current GC/CCO. This position operates on a hybrid schedule out of the San Francisco office and plays a integral role in the risk-averse nature of this firm. Title:...

• New Jersey
• US$80000 - US$95000 per annum
• Posted 6 days ago

A full-service wealth management firm is looking to add a Compliance Associate to their New Jersey team. This position will serve as a subject matter expert on lending regulations and related banking laws, reporting directly into the Chief Compliance Officer. Title: Compliance Associate Salary: $...

• New Jersey
• US$80000 - US$95000 per annum
• Posted 6 days ago

A full-service wealth management firm is looking to add a Compliance Associate to their New Jersey team. This position will serve as a subject matter expert on lending regulations and related banking laws, reporting directly into the Chief Compliance Officer. Title: Compliance Associate Salary: $...

• Indianapolis
• Negotiable
• Posted 6 days ago

A growing Environmental Services Firm is seeking a Compliance Consultant responsible for overseeing project management and client development in the fields of regulatory compliance, environmental considerations, and health & safety. The role involves maintaining project momentum, ensuring work qu...

• United States of America
• Negotiable
• Posted 6 days ago

A distinguished commercial insurance institution is looking to add an Director of Compliance to its Legal team in Chicago! In this role, you will be working closely with the VP managing the Regulatory department and its staff, along with overseeing the regulatory affairs and compliance activities...

• San Francisco
• US$110000 - US$125000 per annum
• Posted 6 days ago

A competitor of a well-known insurance carrier is looking to add a Senior Compliance Manager to the team! While directly reporting to the General Counsel, this role aims to ensure adherence to all state and federal fully and self-funded products rules and regulations. This role is 100% remote bas...

• Chicago
• Negotiable
• Posted 7 days ago

One of our biggest clients, a diversified trading firm out of Chicago is looking for an AML/Compliance professional to join the team. This position will essentially act as a Deputy AML Officer working alongside the head AML Officer on a variety of responsibilities including helping to manage the ...

• Irvine
• US$70000 - US$85000 per annum
• Posted 8 days ago

A top performing bank is looking for a Marketing/Privacy Compliance Analyst to join their compliance team and work under the supervision of the Compliance Manager. You will assist the Marketing Compliance Officer in ensuring that the mortgage lending related marketing and sales activities are per...

• Hong Kong
• HK$1000000 - HK$1000001 per annum
• Posted 9 days ago

We are seeking a highly skilled and experienced Global Market Compliance Officer to join our European bank's operations in Hong Kong. The ideal candidate will have a strong background in compliance, with expertise in overseeing compliance for all products across the Securities and Futures Commiss...

• Missouri River Township
• Negotiable
• Posted 9 days ago

A global leader in the reinsurance and financial services industry is looking for a VP of Regulatory Investment Accounting to join their Finance leadership team. A major focus of the role will be on leading and managing the strategy for the Investment Accounting function at a multinational organi...

• New York
• US$100000 - US$120000 per annum
• Posted 9 days ago

A rapidly expanding global investment bank is looking to hire an Operations & Compliance Associate to their tri-state area team. This is a remote position, although they are looking for someone with easy access to the Tri-State Area. They are looking for an entreprenurial spirit with great collab...

• New York
• US$120000 - US$135000 per annum
• Posted 13 days ago

Responsibilities: Employee Compliance Monitor and evaluate employee compliance with the Firm's policies and procedures, including those related to personal trading, account disclosure, and outside activities Review and respond to employee personal trade and brokerage account requests Conduct inve...

• New Jersey
• US$60000 - US$70000 per annum
• Posted 13 days ago

A full-service wealth management firm is looking to add a Compliance Analyst to their New Jersey team. This position is fully on-site and gives the opportunity for daily face-time with the Chief Compliance Officer. Title: Compliance Analyst Location: Morristown, NJ Salary: $65,000-$70,000/yr Key ...

• New York
• US$140000 - US$200000 per annum
• Posted 17 days ago

A leading global financial institution is looking to hire a VP Compliance for their NYC treasury department. This position requires a working knowledge of rules and regulations relating to the Commodotiy Futures Trading Commission, SEC, and Dodd Frank Act. This position is hybrid (3 days/wk in of...

• Jersey City
• US$110000 - US$130000 per annum
• Posted 19 days ago

Our client is seeking a talented Regulatory Relations Associate to join their Regulatory Relations team and play a pivotal role in ensuring compliance and regulatory excellence. In this position, you will be responsible for providing robust analytical support to our U.S. Regulatory Relations Gove...

• San Francisco
• US$180000 - US$200000 per annum
• Posted 19 days ago

A multifamily real estate investment firm based in California is looking to add a VP Compliance to their growing team to support the current GC/CCO. This position operates on a hybrid schedule out of the San Francisco office and plays a integral role in the risk-averse nature of this firm. Title:...