Regulatory Jobs
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Client Services Representative
Our client is an East Coast-based fintech company, specializing in cutting-edge cash management technology designed for institutional Registered Investment Advisor (RIA) clients. With over 800 clients and a strong focus on growth, they are looking to expand their team to ensure provision of top-notch support to clients as they continue scaling. Job...
REMOTE Senior Compliance Associate
A leading compliance advisory firm specializing in regulatory solutions for private equity, venture capital, real estate, and private funds is looking to grow their team. They help their clients navigate the complex regulatory landscape, ensuring their marketing and investor communications align with industry standards and compliance requirements. ...
Head of Public Policy and Regulatory Affairs
A large proprietary trading firm is seeking an experienced Public Policy and Regulatory affairs professional to join their team and take on building a dedicated function within the firm to the area of government relations, lobbying, and regulatory affairs. An ideal candidate will have extensive financial services experience, preferably with exposur...
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Head of BSA, AML, and Financial Crimes Capital Markets
A global bank is seeking a financial crimes executive to serve as BSA Officer for the capital markets business and broker dealer of the firm. An ideal candidate will have experience dealing with related financial crimes program management and is capabale of making appropraite enhancements and implementing any policy changes. Experience with AML, Sa...
Regulatory Pricing Manager
We have a current opportunity for a Regulatory Rate Manager on a permanent basis. The position will be based in Washington DC and works on a hybrid schedule. For further information about this position please apply.QualificationsA Bachelor's degree (BA or BS) with 7-10 years of relevant experience, or 9-12 years of equivalent experience if no degre...
Underwriting Compliance Manager
Position: Underwriting Counsel - Title InsuranceLocation: Hybrid - 3 days in office (Midtown, New York City)Base Salary: $185,000 - $215,000/year + CommissionsIndustry: Title Insurance We're partnering with a leading title insurance company in New York City that is looking to add an experienced Underwriting Counsel to their team. This is a key role...