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Found 12 jobs
    • Chicago
    • Negotiable
    • Posted 3 days ago

    A reputable and top tier law firm in the Corporate and Securities space is growing their legal department! They are looking for a mid-level attorney, who has an experienced background in securities, corporate transactions, and litigation. The firm has a well-established reputation for work-life b...

    • Dallas
    • Negotiable
    • Posted 3 days ago

    Senior Compliance Analyst Location: Dallas, TX, US On-Site My client is looking to hire a Senior Compliance Analyst who will handle compliance and internal controls, monitor policies and procedures, and support financial auditing needs. Responsibilities: Perform compliance reviews - policies, pro...

    • Chicago
    • US$70000 - US$70001 per annum
    • Posted 3 days ago

    Compliance Analyst Location: Chicago, IL On-site My client is is looking for an experienced Compliance Analyst with a solid understanding of options and futures. This person will assist and report to the CCO for all compliance management needs. Responsibilities: Manage form filings, securities re...

    • New York
    • Negotiable
    • Posted 3 days ago

    Vice President, Trade Floor Supervision Location: NYC Hybrid Schedule My client is looking to hire a compliance professional with multiple years' experience handling compliance supervision within the trading space, specifically commodities (energy and metals). Responsibilities: Interpret rules to...

    • United States of America
    • Negotiable
    • Posted 3 days ago

    A Series B financial services start-up headquartered in NYC is looking for a Chief Compliance Officer to join their growing team. You will deliver and develop training, mentor, oversee and grow a small team, as well as ensure that all functions adhere to appropriate regulatory policies, procedure...

    • United States of America
    • Negotiable
    • Posted 3 days ago

    A Series B financial services start-up headquartered in NYC is looking for a Compliance Associate to join their growing team. You will help build a cutting- edge fintech market working with all teams across the company, as well as clients and customers. The compliance associate shall assist with ...

    • United States of America
    • Negotiable
    • Posted 3 days ago

    A well-known global investment bank is looking to add a key member to their firm as a full-time Control Manager, with a focus on the team's IT and Legal functions. This individual will be responsible for ensuring the correct controls are in place and maintaining effectiveness, as well as monitori...

    • San Francisco
    • Negotiable
    • Posted 3 days ago

    A pre-IPO Biotech company in the Bay Area is planning on going public in the next few months. This firm has both a drug development business line and a medical device business line giving them a uniquely diverse business model. This firm needs a Head of Financial Reporting to report directly to t...

    • Manhattan
    • Negotiable
    • Posted 4 days ago

    A New York City-based Law Firm is searching for an Assistant Controller to join the team and move into the Senior Controller position within the next year. This law firm has been around for over 100 years, with $50 million in annual revenue and almost 100 employees, this firm is an institution wi...

    • Chicago
    • Negotiable
    • Posted 8 days ago

    A highly reputable U.S. banking and financial services institution is looking to add a driven, engaging and team-orientated attorney to its legal team, with a focus on securities and corporate transactions. This role offers exposure to high-level legal experiences in the financial sector, that wi...

    • New York
    • Negotiable
    • Posted 24 days ago

    A fortune 500 energy company is searching for a compliance professional to join their rapidly growing clean energy team. This individual will be directly assisting in implementing the team's NERC Compliance program for the growing and general portfolio of the company. This individual should have ...

    • Denver
    • Negotiable
    • Posted 29 days ago

    A leading healthcare company headquartered in Denver, CO is looking to hire a Senior Manager, Compliance Risk Adjustment. The role will report to the Director of Compliance and be responsible for overseeing risk adjustment compliance for CMMI and Medicare Advantage programs. Responsibilities: Lea...