Regulatory Jobs
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Compliance Associate
A leading trading firm with a strong track record is seeking a Compliance Associate to join thier team, reporting to the Chief Compliance Officer directly and supporting the day-to-day management of the compliance program. The opportunity would be availble for a candidate seeking more exposure to the broad demands of a compliance program.This inclu...
Marketing & Data Compliance Manager
Our client is redefining what it means to be a consumer bank. With a focus on innovation, trust, and customer-first thinking, they're building financial solutions that are secure, smart, and simple. As they grow, they're looking for a experienced Marketing and Data Compliance Manager to join the team and ensure marketing strategies are not only eff...
Chief Financial Officer
Job Title: Chief Financial Officer (CFO) Location: New York, NY (Hybrid, 3 days on-site) Salary: $225,000 - $275,000 base salary, plus annualized bonus Industry: Professional ServicesCompany Overview: A leading professional services firm in New York City is seeking a dynamic and experienced Chief Financial Officer (CFO) to join their team. The CFO ...
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Compliance Analyst
A well-established and growing investment management firm is seeking a Compliance Analyst to join the team and report directly to the Chief Compliance Officer. An ideal candidate will have investment advisory compliance experience and will have worked with managing the day-to-day compliance program at an RIA, fund, or private investment firm. Any e...
Compliance Oversight Manager Consumer Lending
A leading national bank with offices across the US is looking to bring on an experienced Compliance Manager to their growing team. The Compliance Manager will support the consumer banking team and advise other lines of business on policies and procedures, testing and monitoring, exam management, risk assessments and trainings. This is an excellent ...
AVP Fixed Income Compliance Advisor
AVP/Manager - Fixed Income Compliance AdviceOur client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Manager / AVP level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Capital Markets business. The firm are one of Europe's largest ...