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Found 53 jobs
    • Beloit
    • Negotiable
    • Posted about 2 hours ago

    My client is seeking a Finance and Operations Analysis Manager for its Wisconsin facility. The successful candidate will play a pivotal role in enhancing business operations by providing comprehensive financial and operational analysis. This position entails collaborating with various departments...

    • Long Island City
    • US$80000 - US$100000 per annum
    • Posted about 2 hours ago

    A local Credit Union based out of Long Island, NY is looking to hire a BSA/AML Manager to help with the daily management and development of AML and regulatory policies and procedures including banking cannabis-related businesses. This role would be under the supervision of the VP of Risk Manageme...

    • New York
    • US$110000 - US$150000 per annum
    • Posted about 10 hours ago

    Our Client, a leading broker dealer firm, is looking for a Compliance Officer to join their team. This firm provides traders with cutting-edge technology, offering lightning-fast direct access to equity markets through proprietary software and API connectivity. Their streamlined and efficient ope...

    • Portland
    • US$110000 - US$125000 per annum
    • Posted about 10 hours ago

    We are currently seeking an experienced and highly motivated individual to join an impressive Investment Mangament firm's compliance team as a Senior Compliance Analyst. The position is a permanent role, reporting to the current Chief Compliance Officer, and has the potential to be the successor....

    • Hong Kong
    • HK$600000 - HK$960000 per annum
    • Posted about 22 hours ago

    Compliance Manager - Chinese Securities Responsibilities: Reporting to Head of Compliance Provide compliance advisory on FICC products within a Chinese security house or retail brokerage. Ensure adherence to regulatory requirements and guidelines. Develop and update compliance policies and proced...

    • Beloit
    • Negotiable
    • Posted 4 days ago

    My client is seeking a Finance and Operations Analysis Manager for its Wisconsin facility. The successful candidate will play a pivotal role in enhancing business operations by providing comprehensive financial and operational analysis. This position entails collaborating with various departments...

    • Beloit
    • Negotiable
    • Posted 4 days ago

    My client is seeking a Finance and Operations Analysis Manager for its Wisconsin facility. The successful candidate will play a pivotal role in enhancing business operations by providing comprehensive financial and operational analysis. This position entails collaborating with various departments...

    • Beloit
    • Negotiable
    • Posted 4 days ago

    My client is seeking a Finance and Operations Analysis Manager for its Wisconsin facility. The successful candidate will play a pivotal role in enhancing business operations by providing comprehensive financial and operational analysis. This position entails collaborating with various departments...

    • New York
    • US$115000 - US$125000 per annum
    • Posted 5 days ago

    A leading investment management firm Is looking to bring on an Accounting and Reporting Supervisor to the firm's broker dealer arm. This position will report directly into the CFO and help manage a team of accountants who will also carry out broker dealer accounting functions. Title: Accounting a...

    • New Jersey
    • £80000 - £100000 per annum
    • Posted 6 days ago

    The Fund Finance Central Services team at a global fintech is looking for a Tax Associate or Tax AVP to assist in maintaining private equity and hedge fund procedures by collaborating with outside tax preparers and administrators. The main objective is to ensure prompt tax reporting and effective...

    • New York
    • US$200000 - US$225000 per annum
    • Posted 7 days ago

    About the Role: We are looking for a highly qualified, seasoned, and driven individual to become the Head of Compliance on an expanding Legal and Compliance team. This position will report directly to the VP, Head of Legal. In your capacity as Head of Compliance, you will be in charge of managing...

    • Charlotte
    • Negotiable
    • Posted 7 days ago

    A diversified Manufacturer is seeking a highly skilled and experienced Senior Trade Compliance Manager to join their team. The ideal candidate will have a thorough understanding of export control regulations, particularly the Export Administration Regulations (EAR) and Title 19 of the Code of Fed...

    • New York
    • Negotiable
    • Posted 8 days ago

    AVP Operations Compliance: A prestigious global full-service investment bank and capital markets firm dedicated to providing top-tier financial services to clients worldwide is looking for an AVP in Operations Compliance. You'll be part of a dynamic team driving regulatory compliance and operatio...

    • Greensboro
    • Negotiable
    • Posted 11 days ago

    An Apparel company is searching for a Global Senior Trade Compliance Manager to lead all aspects of their Trade Program and Customs transactions. This role will oversee global customs compliance and regulatory activities, managing US and Canada Customs brokers, and ensuring trade program particip...

    • Shanghai
    • Negotiable
    • Posted 12 days ago

    岗位职责: 负责确保私募基金的合规运营,监督和执行相关法律法规、监管要求和行业标准。 确保基金的报送和披露工作符合监管机构的要求,包括但不限于私募基金报告、年度报告和定期报告的准备和提交。 与监管机构和协会保持密切联系,及时了解并解读最新的合规政策和法规变化,并相应地调整和优化公司的运营策略。 协助制定和完善内部合规政策和程序,确保公司各项业务活动符合法律法规和内部规定。 参与内部风险控制和合规审计,及时发现和解决合规风险,并提供相应的建议和改进措施。 建立和维护与合作伙伴、投资者和监管机构的良好关系,处理相关事务和沟通。 任职要求: 本科及以上学历,金融、法律、经济或相关专业背景。 至...

    • Beijing
    • Negotiable
    • Posted 12 days ago

    我们目前为一家位于北京的私募量化基金招募合规负责人。该基金创始人毕业于国内外顶尖高校,具备丰富的金融投资经验和卓越的专业素养。作为一家专注于量化投资的私募基金,他们致力于运用先进的算法和技术手段,为客户提供稳定、高效的投资回报。 岗位职责: 作为监管合规负责人,您将负责确保公司在证监会和基金协会的监管框架下合规运营。您的主要职责包括但不限于以下方面: 1. 跟踪并解读证监会、基金协会等监管机构发布的法规、规章、政策和指导意见,及时将其应用到公司的合规实践中; 2. 建立并完善内部合规制度和流程,包括合规手册、合规流程图、内部控制制度等,确保公司各项业务活动符合法规要求; 3. 协助制定和...

    • Greensboro
    • Negotiable
    • Posted 12 days ago

    An Apparel company is searching for a Global Senior Trade Compliance Manager to lead all aspects of their Trade Program and Customs transactions. This role will oversee global customs compliance and regulatory activities, managing US and Canada Customs brokers, and ensuring trade program particip...

    • New York
    • US$115000 - US$165000 per annum
    • Posted 12 days ago

    A leading financial services firm specialized in insurance-driven investments is looking to hire a Statutory Reporting Supervisor to the New York City office. This position will report directly into the Director of Statutory Reporting and have the autonomy to build their own team as needed. Title...

  • COO
    • Lansing
    • Negotiable
    • Posted 13 days ago

    My client is a fast-growing player in the real estate industry, committed to delivering exceptional value through innovation, integrity, and excellence. They are seeking an experienced professional to join the team as the Chief Operating Officer (COO) and lead their operations to new heights. As ...

    • New York
    • US$100000 - US$150000 per annum
    • Posted 13 days ago

    A global top investment bank is searching for a Compliance Officer to sit in the control room with a focus on research, conflicts clearing, information barriers, and wall crossings. JOB TITLE - Control Room Compliance Officer STRUCTURE - Hybrid JOB SUMMARY: Provide Firm Compliance policy guidance...

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