Our Client is one of the lasgest Chinese bank's Trustee arm, looking for legal and compliance individual who worked in trust or fund space compliance in the past.
ABOUT
As a crucial member within the team, you will support the Team Head with your compliance knowledge across all regulated activities. You'll also be required conduct relevant compliance reviews, gap analysis and self-assessment. Below are the main objectives of your role:
- Develop, implement and maintain compliance policies and procedures
- Monitor and report on compliance issues for trust and funds business
- Conduct compliance risk assessments and identify areas for improvement
- Collaborate with other departments to ensure compliance with regulations
- Provide training and advisory to staff on compliance matters
- Prepare reports for management and regulatory authorities
REQUIREMENT
- 3-5 years of experience in compliance or a related field
- Knowledge of investment compliance, and pension and trust business
- Possess good knowledge of MPF, ORSO, AML, FATCA or CRS requirements
- Professional certification in compliance is a plus
- Good command of both spoken and written English and Chinese
