A global investment bank is hiring a Senior Compliance Associate to report directly to the Chief Compliance Officer and Deputy Chief Compliance Officer.
Title: Senior Compliance Associate
Location: New York (Westchester county with 1 day/week allowed in midtown Manhattan)
Salary: $105,000-$125,000/yr plus bonus and benefits
Key Requirements:
- Spearhead all regulatory filings (Form ADV, PF, PQR etc)
- Administer Code of Ethics
- Review marketing materials for SEC/FINRA compliance
Qualifications:
- Minimum 3-5 years' experience in investment management (ideally hedge fund)
- Bachelor's degree in related field
