A full-service wealth management firm is looking to add a Compliance Analyst to their New Jersey team. This position is fully on-site and gives the opportunity for daily face-time with the Chief Compliance Officer.
Title: Compliance Analyst
Location: Morristown, NJ
Salary: $65,000-$70,000/yr
Key Responsibilities:
- Conducting compliance monitoring and review tasks as assigned
- Effectively logs, communicates, and assesses any action items related to regulatory compliance across departments
- Assists with ad hoc compliance and special projects as required
Key Requirements:
- At least 1 previous year in a regulatory compliance role for a financial institution
- Working knowledge of fair lending practices, UDAAP
- Ability to understand and analyze banking documents and reports
- CRCM a plus
