Explore Global Regulatory & Compliance Legal Jobs

A growing financial services and alternative investments platform is seeking a Chief Compliance Officer to lead and enhance the compliance framework across both a registered investment adviser and broker-dealer. This is a highly visible leadership role with broad responsibility for regulatory oversight, compliance strategy, and partnership with exe...

A growing investment management firm is seeking a Compliance Officer to support a broad range of regulatory, marketing, and advisory compliance initiatives. This individual will work closely with business leaders and serve as a key compliance partner on fundraising activities, product development, and firm-wide regulatory matters. This role will re...

Director, Training & Knowledge ManagementLocation: Remote (U.S.)Compensation: $125,000 - $175,000 Base SalaryEmployment Type: Full-TimeAbout Our ClientOur client is a rapidly growing consulting firm focused on supporting private funds and other investment management organizations with regulatory, compliance, and operational advisory needs. As the f...

A leading global investment bank is seeking an experienced Compliance Testing Manager to join its independent Compliance function. This individual will play a key role in assessing the effectiveness of the bank's compliance framework, evaluating regulatory controls, and providing independent assurance to senior management regarding compliance risks...

Private Equity Compliance ManagerLocation: RemoteCompensation: $130,000 - $150,000 + BonusA rapidly growing consulting firm specializing in private equity compliance, is seeking a Private Equity Compliance Manager to join its leadership team.Currently operating as a boutique platform, the firm is entering a significant growth phase with approximate...