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Senior Compliance Officer #2 to CCO
New York$175,000 - $200,000 USD a year

AboutInternational financial services firm seeking a Senior Compliance Advisory Officer to support a FINRA-regulated broker-dealer and broader global business activities. This individual will serve as a key compliance partner to front-office and business stakeholders, providing practical regulatory guidance across U.S. securities laws, cross-border...

Director of Training & Knowledge Management
New York$125,000 - $175,000 USD a year

Director, Training & Knowledge ManagementLocation: Remote (U.S.)Compensation: $125,000 - $175,000 Base SalaryEmployment Type: Full-TimeAbout Our ClientOur client is a rapidly growing consulting firm focused on supporting private funds and other investment management organizations with regulatory, compliance, and operational advisory needs. As the f...

Private Equity Compliance Manager
New York$130,000 - $150,000 USD a year

Private Equity Compliance ManagerLocation: RemoteCompensation: $130,000 - $150,000 + BonusA rapidly growing consulting firm specializing in private equity compliance, is seeking a Private Equity Compliance Manager to join its leadership team.Currently operating as a boutique platform, the firm is entering a significant growth phase with approximate...

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REMOTE EHS & Compliance Manager
Atlanta$110,000 - $130,000 USD a year

Our client, a growing, international logistics company is seeking an EHS & Compliance Manager to join their team on a remote basis. This role will be responsible for developing, implementing, and continuously improving safety & compliance programs across multiple U.S. sites, with a strong focus on packaging and warehousing operations. This role ens...

Senior Compliance Associate
Houston$150,000 - $175,000 USD a year

Senior Compliance Associate (Remote)Our client, a boutique financial services compliance consulting firm, is expanding its capabilities into the RIA and wealth management sector. To support this strategic growth, the firm is seeking a Senior Compliance Associate with deep experience advising RIAs and wealth managers-ideally gained within a complian...

Compliance Officer
Alpharetta$110,000 - $150,000 USD a year

Compliance OfficerLocation: Alpharetta, GA (Onsite) Compensation: $110,000 - $150,000 Base Salary + Bonus PotentialAbout the OpportunityA boutique investment management firm is seeking a Compliance Officer to support and enhance its growing compliance program. This individual will work closely with senior leadership and play a key role in maintain...

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