Explore Global Regulatory & Compliance Legal Jobs

A leading global wholesale bank is seeking a Regulatory Reporting Director to lead regulatory capital and financial reporting activities for its U.S. broker-dealer entity. This is a highly visible leadership position with significant exposure to executive management, Finance, Treasury, Risk, Compliance, Internal Audit, and regulators.The successful...

I'm partnered with a highly regarded and growing regional law firm seeking a Senior Corporate M&A Counsel or Partner to join and help expand its thriving corporate practice in Tennessee. This is an excellent opportunity for an entrepreneurial attorney looking to take on sophisticated transactional work while playing a meaningful role in the continu...

My client, a highly regarded finance-focused boutique law firm, is seeking an Associate or Counsel to join its growing Asset Securitization and Structured Finance practice. This opportunity is available in New York, Chicago, Charlotte, or Washington, DC.This is an exceptional opportunity to work on sophisticated financing transactions alongside a n...

Compliance ManagerLocation: Alpharetta, GA (On-Site) Compensation: $130,000 - $160,000 Base Salary + BonusA growing financial services organization is seeking a Compliance Manager to join its team in Alpharetta, GA. This individual will play a key role in supporting and enhancing the firm's compliance program, with a particular focus on broker-deal...

Wealth Advisor; Global Wealth Management FirmA highly regarded and established wealth management firm is looking to expand their US presence. We are working on an exclusive basis to find a highly qualified and experienced Wealth Advisor to join their growing team across key markets in the U.S. This firm is particularly known for its strong wealth p...