Explore Global Regulatory & Compliance Legal Jobs

*Position can sit out of any of the following locations: Gainesville, FL, West Palm Beach, FL, Fort Meyers, FL, Chattanooga, TN, Raleigh, NC, High Point, NC, Pinehurst, TX, or Austin, TX. About the Opportunity A growing infrastructure services organization is seeking a Contracts Manager to support the review, negotiation, administration, and execu...

Wealth Advisor; Global Wealth Management FirmA highly regarded and established wealth management firm is looking to expand their US presence. We are working on an exclusive basis to find a highly qualified and experienced Wealth Advisor to join their growing team across key markets in the U.S. This firm is particularly known for its strong wealth p...

A technology-driven financial services firm is seeking a Regulatory Reporting Associate to join its Compliance function. This role is responsible for supporting the firm's U.S. regulatory reporting obligations, with a primary focus on CAT, TRACE, and Large Options Position Reporting (LOPR). Working closely with Compliance, Operations, Technology, a...

A global proprietary trading firm is seeking a Senior Compliance Officer to partner closely with the Chief Compliance Officer during a period of significant growth. The firm operates across exchange-traded products and leverages data-driven trading strategies in a fast-paced, technology-led environment. This role offers broad exposure to global reg...

Investment Compliance OfficerLocation: New York City, NY (Hybrid) Compensation: $150,000 - $180,000 + BonusA leading institutional investment organization is seeking an experienced compliance professional to support its investment compliance program. This role offers broad exposure across regulatory compliance, investment advisory activities, and ...