Part of Phaidon International
Part of Phaidon International
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Key ResponsibilitiesLead and support enterprise-wide governance, risk, and business integrity initiatives.Conduct risk assessments and evaluate processes, controls, and potential areas of exposure across global operations.Manage sensitive internal reviews and investigations related to business conduct, policy adherence, and organizational standards...
Compliance ManagerHouston, TX (On-Site) Base Salary: $120,000 - $140,000A growing public company is seeking a Compliance Manager to help drive and strengthen its corporate ethics and compliance program. This individual will play a key role in developing compliance initiatives, managing risk assessments, supporting investigations, and promoting a cu...
Compliance AssociatePhiladelphia, PA | Onsite $80,000-$120,000 Base SalaryA growing financial services organization is looking to add a Compliance Associate to its Philadelphia team.This is a broad, generalist opportunity for someone with 1-4 years of experience who is looking to continue developing their career in financial services compliance. Th...
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Regulatory AssociateMiami, FLA financial services organization is seeking a Regulatory Associate to support a range of compliance and regulatory initiatives. This individual will assist with regulatory oversight activities, policy administration, procedural updates, and ongoing compliance monitoring efforts across the business.This role offers expo...
Compliance DirectorPhiladelphia, PA | Onsite $160,000-$200,000 Base SalaryA growing financial services compliance consulting firm is looking to add an experienced Compliance Director to its team. This individual will work directly with broker-dealers, registered investment advisers, asset managers, and other financial services organizations, helpin...
Compliance AnalystLocation: Greater Los Angeles AreaCompensation: $90,000 - $120,000The OpportunityA growing financial services firm is looking to add a Compliance Analyst to its team.This individual will support a variety of day-to-day compliance and regulatory activities and work closely with senior members of the compliance function. The role of...
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