Explore Global Regulatory & Compliance Legal Jobs

A growing financial services and alternative investments platform is seeking a Chief Compliance Officer to lead and enhance the compliance framework across both a registered investment adviser and broker-dealer. This is a highly visible leadership role with broad responsibility for regulatory oversight, compliance strategy, and partnership with exe...

*Position can sit out of any of the following locations: Gainesville, FL, West Palm Beach, FL, Fort Meyers, FL, Chattanooga, TN, Raleigh, NC, High Point, NC, Pinehurst, TX, or Austin, TX. About the Opportunity A growing infrastructure services organization is seeking a Contracts Manager to support the review, negotiation, administration, and execu...

Wealth Advisor; Global Wealth Management FirmA highly regarded and established wealth management firm is looking to expand their US presence. We are working on an exclusive basis to find a highly qualified and experienced Wealth Advisor to join their growing team across key markets in the U.S. This firm is particularly known for its strong wealth p...

Technical DirectorLocation: Remote (U.S.) Compensation: $165,000 - $185,000 Base Salary + BonusAbout the OpportunityA leading financial services organization is seeking a Technical Director to join its Advanced Consulting team. This highly visible position will serve as a subject matter expert on qualified retirement plans, ERISA, employee benefits...

A technology-driven financial services firm is seeking a Regulatory Reporting Associate to join its Compliance function. This role is responsible for supporting the firm's U.S. regulatory reporting obligations, with a primary focus on CAT, TRACE, and Large Options Position Reporting (LOPR). Working closely with Compliance, Operations, Technology, a...