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Trade Compliance Director
New York$175,000 - $200,000 USD a year

This individual leads the global trade compliance function for a large multinational industrial manufacturing business, with responsibility for developing and executing import and export compliance strategies across multiple domestic and international locations. The role serves as the primary trade compliance advisor to business leadership, legal, ...

Director of Export Control Compliance
Dallas$200,000 - $230,000 USD a year

Our client is seeking a Director of Export Controls & Trade Compliance to lead and continue building a global export compliance program within a rapidly growing industrial manufacturing organization. Reporting to the General Counsel, this individual will serve as the company's subject matter expert on export controls and trade compliance, working c...

Chief Compliance Officer
USA$200,000 - $250,000 USD a year

A growing financial services and alternative investments platform is seeking a Chief Compliance Officer to lead and enhance the compliance framework across both a registered investment adviser and broker-dealer. This is a highly visible leadership role with broad responsibility for regulatory oversight, compliance strategy, and partnership with exe...

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Compliance Officer
New York$180,000 - $200,000 USD a year

A growing investment management firm is seeking a Compliance Officer to support a broad range of regulatory, marketing, and advisory compliance initiatives. This individual will work closely with business leaders and serve as a key compliance partner on fundraising activities, product development, and firm-wide regulatory matters. This role will re...

Senior Compliance Officer #2 to CCO
New York$175,000 - $200,000 USD a year

AboutInternational financial services firm seeking a Senior Compliance Advisory Officer to support a FINRA-regulated broker-dealer and broader global business activities. This individual will serve as a key compliance partner to front-office and business stakeholders, providing practical regulatory guidance across U.S. securities laws, cross-border...

Compliance Testing Manager
New York$160,000 - $185,000 USD a year

A leading global investment bank is seeking an experienced Compliance Testing Manager to join its independent Compliance function. This individual will play a key role in assessing the effectiveness of the bank's compliance framework, evaluating regulatory controls, and providing independent assurance to senior management regarding compliance risks...

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