All jobs near New York

Found 4 jobs
  • Manager - Content Compliance
    • New York
    • Negotiable
    • Posted 5 days ago

    We are partnering with a leading Expert Networking Firm to source for a motivated and ambitious Manager - Content Compliance. The manager will have 5 direct reports with the opportunity to shape the culture of the team. The ideal candidate should be comfortable interacting with internal & externa...

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  • Head of Swap Dealer, Volcker & IB Regulatory Governance
    • New York
    • US$200000 - US$300000 per annum
    • Posted 23 days ago

    Job Title - Head of Swap Dealer, Volcker & IB Regulatory Governance Where - Weehawken or NYC Structure - 3 days in office / 2 days WFH THE ROLE: Expertise in CFTC Swap Dealer and SEC Security-Based Swap Dealer rules. Leading a global team that oversees regulatory requirements and control framewor...

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  • Control Room Compliance Officer
    • New York
    • US$11000 - US$160000 per annum
    • Posted 23 days ago

    JOB TITLE - Control Room Compliance Officer STRUCTURE - Hybrid JOB SUMMARY: Include, but are not limited to: Provide Firm Compliance policy guidance with respect to Information Barriers and Investment Banking Conflicts of Interest. Conduct training on the Firm's policies and procedures relating t...

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  • Deputy BSA Officer
    • New York
    • US$200000 - US$275000 per annum
    • Posted 26 days ago

    Executive Director - Deputy BSA Officer Our client, one of largest American Banking groups, is looking to hire an experienced AML professional at an Executive Director level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms substantial Capital Mar...

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