Regulatory Jobs

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Compliance Monitoring Officer
New YorkUS$130000 - US$140000 per annum + Bonus

Compliance Monitoring Manager - Capital MarketsOur client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Manager level to mature specialist Compliance Monitoring programs across the firms Capital Markets business. The firm are one of the world's largest banking groups whose global presence c...

Chief Compliance Officer
WaverlyUS$145000 - US$225000 per annum

Join a mission-driven, physician-led healthcare network committed to delivering high-quality care across multiple communities. With a strong emphasis on education, innovation, and collaboration, this organization supports both patient well-being and professional growth.Role Overview:This position plays a key role in safeguarding organizational acco...

Compliance Associate
MilwaukeeUS$85000 - US$120000 per annum

A leading trading firm with a strong track record is seeking a Compliance Associate to join thier team, reporting to the Chief Compliance Officer directly and supporting the day-to-day management of the compliance program. The opportunity would be availble for a candidate seeking more exposure to the broad demands of a compliance program.This inclu...

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Marketing & Data Compliance Manager
New YorkUS$120000 - US$130000 per annum + Bonus

Our client is redefining what it means to be a consumer bank. With a focus on innovation, trust, and customer-first thinking, they're building financial solutions that are secure, smart, and simple. As they grow, they're looking for a experienced Marketing and Data Compliance Manager to join the team and ensure marketing strategies are not only eff...

Chief Financial Officer
New YorkUS$200000 - US$275000 per annum

Job Title: Chief Financial Officer (CFO) Location: New York, NY (Hybrid, 3 days on-site) Salary: $225,000 - $275,000 base salary, plus annualized bonus Industry: Professional ServicesCompany Overview: A leading professional services firm in New York City is seeking a dynamic and experienced Chief Financial Officer (CFO) to join their team. The CFO ...

Compliance Analyst
HoustonNegotiable

A well-established and growing investment management firm is seeking a Compliance Analyst to join the team and report directly to the Chief Compliance Officer. An ideal candidate will have investment advisory compliance experience and will have worked with managing the day-to-day compliance program at an RIA, fund, or private investment firm. Any e...