The Head of Regulatory Reporting Operations will align themselves with other Operations teams such as Technology, Risk, and Compliance in order to supply governance and supervision of any required regulatory reporting. This role has direct reports and reports to the Head of Operations Americas.
Responsibilities:
- Creating a governance structure for supervising all regulatory reporting mandates
- Partner with relevant teams to construct the control framework
- Keep track of relevant regulatory policies and changes in order to maintain proper compliance
- Reporting oversight including TRACE, CAT, and MSRB
- Oversee Quality Assurance Testing
- Liaise with internal stakeholders within the business to support reporting issues and remediation and make sure they are resolved in a timely and accurate manner
- Act as the Subject Matter Expert in terms of regulatory reporting
- Ensure that governance is aligned by communicating with regional counterparts
- Provide assistance for external and internal audits
- Work with FCO to create/develop policies and procedures for risk control testing guidelines
- Make sure all team members have relevant knowledge of the space
- Take care of the recruitment, management, and development of the regulatory reporting team
Qualifications:
- Minimum of 5-10 years of experience within financial services
- Experience with regulatory reporting governance
- Experience communicating with stakeholders
