A global asset management firm is looking to add a Compliance Officer, Expert Networks to their department. The Compliance Officer will get to work with the Director of Compliance and the CCO, as well as be part of a global compliance team.
The Compliance Officer, Expert Networks will be responsible for :
-Review and chaperone expert network requests and calls
-Conduct new hire exams and new hire trainings
-Enforce compliance policies and handle compliance inquires
-Work closely with investment and non investment staff, as well as third party providers
-Investment advisor/Broker dealer compliance experience
-Ability to work independtly and in a high intensity environment
-High level of professionalism
*This role is on a hybrid schedule based in NYC
This is a great opportunity to be part of a huge name in the industry, apply today!