An investment management firm in Fort Worth, Texas is looking for a Compliance Analyst with IA experience.
Requirements:
- 2-4 years of experience with a Registered Investment Advisors
- Knowledge of Securities laws and other relevant U.S. rules and regulations
- Knowledge of regulatory filings such as Form PF, ADV, and D
- Knowledge of marketing and advertising rules
Qualifications:
- Exemplary verbal and written communication skills
- Problem solving skills
- Ability to multi-task
- Time-management and ability to meet deadlines
- Bachelor's degree, IACCP or NSCP certification is a plus
