All jobs near New York

Found 3 jobs
  • Head of Swap Dealer, Volcker & IB Regulatory Governance
    • New York
    • US$200000 - US$300000 per annum
    • Posted 6 days ago

    THE ROLE: Expertise in CFTC Swap Dealer and SEC Security-Based Swap Dealer rules. Leading a global team that oversees regulatory requirements and control frameworks. Has experience providing advisory guidance for complex regulations, conducting risk assessments, testing and regulatory implementat...

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  • Control Room / Research Compliance - Investment Bank
    • New York
    • US$11000 - US$160000 per annum
    • Posted 6 days ago

    JOB TITLE - Control Room Compliance Officer STRUCTURE - Hybrid JOB SUMMARY: Include, but are not limited to: Provide Firm Compliance policy guidance with respect to Information Barriers and Investment Banking Conflicts of Interest. Conduct training on the Firm's policies and procedures relating t...

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  • Manager - Content Compliance
    • New York
    • Negotiable
    • Posted 15 days ago

    We are partnering with a leading Expert Networking Firm to source for a motivated and ambitious Manager - Content Compliance. The manager will have 5 direct reports with the opportunity to shape the culture of the team. The ideal candidate should be comfortable interacting with internal & externa...

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