A prominent Wealth Management Firm is looking for a Deputy General Counsel to join their team. This Counsel will provide expert legal advice and support to the General Counsel and board members on a variety of legal matters that arise within the wealth management field.
Qualifications of the Deputy General Counsel
- JD ABA accredited law school
- 10+ years of experience in the financial services industry
- Well-versed in the Investment Advisers Act, the '33 and '34 Acts, drafting of advisory, asset management and service provider agreements, and experience with regulation of investment advisors and broker dealers
- Experience in contract drafting and negotiation, employment issues, M&A advice, governance matters, transition advice, and new products/strategic initiatives of the Company.
- Ability to work cross-functionally with executive leadership
- Manage outside counsel as needed
If you find this ad relevant to your experience and skills please apply.
