Role Description:
We are currently seeking a full-time Compliance Analyst for an on-site position based in Hong Kong SAR. As a Compliance Analyst, you will be responsible for ensuring the company's adherence to regulatory requirements and industry standards. Your daily tasks will involve monitoring and analyzing regulatory developments, assessing and mitigating compliance risks, and more.
What you'll be doing:
- Collaborating closely with the business development teams to facilitate the onboarding process for new clients.
- Managing ongoing Know Your Customer (KYC) reviews to ensure timely completion.
- Ensuring compliance with risk rating methodologies.
- Providing AML (Anti-Money Laundering) advisory support to business units, leveraging a problem-solving approach.
- Conducting AML training sessions for staff and external partners.
- Assisting the manager in reviewing, improving, and implementing standard procedures, process workflows, and systems as needed.
- Engaging with stakeholders to resolve issues arising from AML regulations.
- Adapting to evolving compliance policies and procedures.
- Keeping abreast of the latest regulatory developments.
Professional Experience:
- Ideally, hold a bachelor's degree in Banking/Finance/Accounting/Law or a relevant field.
- Possess at least 1-2 years of experience in KYC and AML, preferably with exposure to both retail and corporate customers across various financial standings.
- Demonstrate a strong understanding of local AML regulations and industry best practices.
- Exhibit a sound comprehension of compliance frameworks.
- Showcase experience in implementing and maintaining KYC and AML standards.
- Display a sensible risk awareness.
- Preferably possess an ACAMS or equivalent certification.
- Knowledge of AML regulations in other countries within the region would be advantageous.
