A prestigious and well known Global Real Estate Investment Management firm is looking for a Compliance Associate to join its team in Chicago. A successful candidate for this role will have experience in the finance and compliance space at a financial services firm. This role will focus primarily on private equity, private debt and public securities solutions. If you have a passion for ethics, compliance, and integrity, don't hesitate to apply now!
Responsibilities
- Manage a code of ethics for new employees
- Maintain compliance calendar
- Assist with compliance testing for private & public real estate business
- Assist with regulatory filings, including Form ADV, Form PF, and Broker Dealer forms
Qualifications
- Understanding of the investment management business
- Experience with SEC Rules & regulations
- Compliance expereince along with financial services experience
- 1-3+ years of experience in the compliance space
