All jobs near North America

• Wichita
• Negotiable
• Posted about 9 hours ago

A growing bank is looking to add a Fair Lending Officer to their team! While reporting to the CCO, this role is responsible for developing, implementing, and administering all aspects of the Bank's Fair Lending including various lending product lines. This role sits 5 days in office in Wichita, K...

• New York
• US$65000 - US$90000 per annum
• Posted about 10 hours ago

Our client is a top investment management firm with over $20 billion in assets, over 1,500 employes across their global offices, and diversified asset management. Their team works as a unit, valuing every employee's value and they have created a strong company culture. We have partnered with this...

• Lawton
• Up to US$100000 per annum
• Posted 1 day ago

A bank in Oklahoma is looking to add a BSA Compliance Officer to their team! While reporting to the CFO, you will be responsible for ensuring that requirements of regulatory laws, Bank Secrecy Act (BSA) and Community Reinvestment Act (CRA) are being integrated in the bank's policies and procedure...

• New York
• US$200000 - US$300000 per annum
• Posted 2 days ago

THE ROLE: Expertise in CFTC Swap Dealer and SEC Security-Based Swap Dealer rules. Leading a global team that oversees regulatory requirements and control frameworks. Has experience providing advisory guidance for complex regulations, conducting risk assessments, testing and regulatory implementat...

• New York
• US$11000 - US$160000 per annum
• Posted 2 days ago

JOB TITLE - Control Room Compliance Officer STRUCTURE - Hybrid JOB SUMMARY: Include, but are not limited to: Provide Firm Compliance policy guidance with respect to Information Barriers and Investment Banking Conflicts of Interest. Conduct training on the Firm's policies and procedures relating t...

• Jersey City
• US$140000 - US$160000 per annum
• Posted 2 days ago

JOB TITLE - Regulatory Relations Associate Director HIRING FIRM - An American post-trade financial services company providing clearing and settlement services to the financial markets LOCATION - Jersey City OR Boston REPONSIBLITIES: Assist in processing regulatory requests for information by gath...

• San Francisco
• US$90000 - US$130000 per annum
• Posted 2 days ago

A Hedge Fund is seeking a Legal/Compliance Analyst with experience working for a registered investment adviser. This role will report to the General Counsel / Chief Compliance Officer (GC/CCO). Essential Duties and Responsibilities: Maintain and organize internal compliance books and records. Ret...

• New York
• US$200000 - US$350000 per annum
• Posted 2 days ago

A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant lega...

• Los Angeles
• US$225000 - US$275000 per annum
• Posted 4 days ago

Our client is a Venture Capital firm in Southern California that has a strong portfolio of business within the financial services field. They merge their expertise from years of experience in the industry, a strong business model that prioritizes investing in their talent, and an innovative appro...

• Sacramento
• US$130000 - US$160000 per annum
• Posted 4 days ago

Our client is an Insurance Provider that is one of the premier workers' compensation specialists in the nation and boasts a leading property and casualty practice in the Agriculture industry. They merge their expertise from years of experience in the insurance industry, a people first business mo...

• Salt Lake City
• US$80000 - US$130000 per annum
• Posted 4 days ago

Salary: $80,000 - $130,000 Company Description: An international Investment Bank with a global presence, is looking to bring on a talented Corporate Paralegal to their team in their Utah office. This is a growing firm looking for additional legal support to work hand in hand with the Chief Legal ...

• New York
• US$200000 - US$250000 per annum
• Posted 4 days ago

Director of AML - Broker Dealer Our client, a global Banking groups, is looking to hire an experienced AML professional at a Director level to provide specialist AML advice and guidance to senior leaders and key members of the firms substantial Capital Markets and Broker Dealer business arms. The...

• Austin
• US$100000 - US$130000 per annum
• Posted 4 days ago

A long standing community bank is looking to add a Compliance Officer to their team! In this role, you will be ensuring compliance with State and Federal consumer protection regulations. This role reports to the SVP of Compliance and sits 5 days in office in Austin, Texas. Responsibilities: Assis...

• San Francisco
• US$180000 - US$220000 per annum
• Posted 7 days ago

A world-renowned and reputable multi-strategy hedge fund located in the San Francisco Bay Area is looking to hire a Fund Formation Counsel for their lean team at the company's HQ office location! The team is looking for an individual with big law experience to make the move in-house to focus on f...

• Chicago
• US$130000 - US$180000 per annum
• Posted 8 days ago

Job Title: Deputy Chief Compliance Officer (DCCO) Company: A fast growing full service investment bank is looking to bring on a Deputy Chief Complinace Officer to their team. In this position you'll have the ability for growth and development with direct exposure to senior leadership. This role s...

• Greenwich
• US$90000 - US$135000 per annum
• Posted 8 days ago

Our client, a global fintech is looking for a Tax AVP to assist in maintaining private equity and hedge fund procedures by collaborating with outside tax preparers and administrators. The main objective is to ensure prompt tax reporting and effective communication, while also striving for ongoing...

• Boston
• US$150000 - US$250000 per annum
• Posted 8 days ago

Our client is a rapidly expanding international FinTech, who is excited to be among the fastest-growing companies in the payments industry. The team collaborates to develop a world-class, all-in-one payments orchestration platform that offers our clients extensive capabilities, technologies, and ...

• Missouri River Township
• Negotiable
• Posted 9 days ago

Summary: The ideal candidate will represent the company's policyholders in workers' compensation litigation through settlement, trial, or appeal, and to issue advisory opinions on legal issues, including issues of policy inception and coverage as appropriate. Job Responsibilities: Manage high exp...

• Lawton
• Up to US$100000 per annum
• Posted 10 days ago

A bank in Oklahoma is looking to add a BSA Compliance Officer to their team! While reporting to the CFO, you will be responsible for ensuring that requirements of regulatory laws, Bank Secrecy Act (BSA) and Community Reinvestment Act (CRA) are being integrated in the bank's policies and procedure...

• Chicago
• Negotiable
• Posted 10 days ago

We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply. Assist with formal FINRA, CBOE, and ICE firm examinations Research and prepare memos on relevant SRO and Federal Securities...