All jobs near New York

• New York
• US$65000 - US$90000 per annum
• Posted about 2 hours ago

Our client is a top investment management firm with over $20 billion in assets, over 1,500 employes across their global offices, and diversified asset management. Their team works as a unit, valuing every employee's value and they have created a strong company culture. We have partnered with this...

• New York
• US$200000 - US$300000 per annum
• Posted 2 days ago

THE ROLE: Expertise in CFTC Swap Dealer and SEC Security-Based Swap Dealer rules. Leading a global team that oversees regulatory requirements and control frameworks. Has experience providing advisory guidance for complex regulations, conducting risk assessments, testing and regulatory implementat...

• New York
• US$11000 - US$160000 per annum
• Posted 2 days ago

JOB TITLE - Control Room Compliance Officer STRUCTURE - Hybrid JOB SUMMARY: Include, but are not limited to: Provide Firm Compliance policy guidance with respect to Information Barriers and Investment Banking Conflicts of Interest. Conduct training on the Firm's policies and procedures relating t...

• New York
• US$200000 - US$350000 per annum
• Posted 2 days ago

A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant lega...

• New York
• US$200000 - US$250000 per annum
• Posted 4 days ago

Director of AML - Broker Dealer Our client, a global Banking groups, is looking to hire an experienced AML professional at a Director level to provide specialist AML advice and guidance to senior leaders and key members of the firms substantial Capital Markets and Broker Dealer business arms. The...

• New York
• US$100000 - US$115000 per annum
• Posted 10 days ago

Our Client: This growing financial institution has the a goal to give investors tactics for realizing China's significance as a crucial component of a well-planned investment portfolio. Their team manages about $8.7 billion in assets as of December 2023, aims to offer first-to-market, creative st...

• New York
• US$110000 - US$150000 per annum
• Posted 11 days ago

Our Client, a leading broker dealer firm, is looking for a Compliance Officer to join their team. This firm provides traders with cutting-edge technology, offering lightning-fast direct access to equity markets through proprietary software and API connectivity. Their streamlined and efficient ope...

• New York
• US$110000 - US$150000 per annum
• Posted 11 days ago

Our Client, a leading broker dealer firm, is looking for a Compliance Officer to join their team. This firm provides traders with cutting-edge technology, offering lightning-fast direct access to equity markets through proprietary software and API connectivity. Their streamlined and efficient ope...

• New York
• US$100001 - US$130000 per annum
• Posted 11 days ago

A top hedge fund is in need of a Compliance Analyst to reinforce their legal and compliance team, ensuring strict adherence to regulatory standards across business activities. This role offers exposure to trading, operations, and software development units, with opportunities to tackle real-time ...

• New York
• US$100001 - US$130000 per annum
• Posted 15 days ago

A top hedge fund is in need of a Compliance Analyst to reinforce their legal and compliance team, ensuring strict adherence to regulatory standards across business activities. This role offers exposure to trading, operations, and software development units, with opportunities to tackle real-time ...

• New York
• US$100001 - US$130000 per annum
• Posted 15 days ago

A top hedge fund is in need of a Compliance Analyst to reinforce their legal and compliance team, ensuring strict adherence to regulatory standards across business activities. This role offers exposure to trading, operations, and software development units, with opportunities to tackle real-time ...

• New York
• US$100000 - US$155000 per annum
• Posted 16 days ago

A dynamic Trading firm is on the lookout for a dedicated Compliance Associate based in the heart of NYC. As a member of their compliance team, you'll be instrumental in crafting, implementing, and enhancing the framework of policies and procedures to ensure the firm's full compliance with legal a...

• New York
• US$100000 - US$115000 per annum
• Posted 21 days ago

Our Client: This growing financial institution has the a goal to give investors tactics for realizing China's significance as a crucial component of a well-planned investment portfolio. Their team manages about $8.7 billion in assets as of December 2023, aims to offer first-to-market, creative st...

• New York
• US$110000 - US$150000 per annum
• Posted 22 days ago

Our Client, a leading broker dealer firm, is looking for a Compliance Officer to join their team. This firm provides traders with cutting-edge technology, offering lightning-fast direct access to equity markets through proprietary software and API connectivity. Their streamlined and efficient ope...

• New York
• US$110000 - US$150000 per annum
• Posted 22 days ago

Our Client, a leading broker dealer firm, is looking for a Compliance Officer to join their team. This firm provides traders with cutting-edge technology, offering lightning-fast direct access to equity markets through proprietary software and API connectivity. Their streamlined and efficient ope...

• New York
• US$100000 - US$115000 per annum
• Posted 23 days ago

Our Client: This growing financial institution has the a goal to give investors tactics for realizing China's significance as a crucial component of a well-planned investment portfolio. Their team manages about $8.7 billion in assets as of December 2023, aims to offer first-to-market, creative st...

• New York
• US$100001 - US$130000 per annum
• Posted 24 days ago

A top hedge fund is in need of a Compliance Analyst to reinforce their legal and compliance team, ensuring strict adherence to regulatory standards across business activities. This role offers exposure to trading, operations, and software development units, with opportunities to tackle real-time ...