Regulatory Jobs in New York
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VP Compliance Monitoring & Surveillance Manager
A top‑tier global banking group is seeking a Compliance Monitoring & Surveillance Manager to strengthen its Monitoring, Testing, and Surveillance capabilities across a rapidly evolving Capital Markets franchise. As the bank continues to grow its U.S. and global trading footprint, this is a strategically important hire responsible for building, exec...
Head of Sanctions Payments
A large ecommerce platform is seeking an experienced compliance professional to lead the design and continuous improvement of the global sanctions program within a rapidly evolving digital payments environment. This role plays a central part in ensuring that products, services, and payment operations remain aligned with international regulatory exp...
Senior Equities Compliance Advisor
A leading global broker‑dealer is seeking a seasoned Institutional Equities Compliance Advisor to join its high‑impact Equities Advisory team. This is a critical hire supporting a fast‑growing Equities platform, including Cash Equities, Equity Derivatives, Electronic/Algorithmic Trading, and Market Access.In this role, you will serve as a trusted a...
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Compliance Officer Quant Trading and Analytics
Compliance Officer - Quant Trading and AnalyticsLocation: New York, NYAbout the RoleWe're looking for a highly analytical Compliance Officer - Quant Trading and Analytics to support day‑to‑day compliance operations with a strong focus on data analysis, trade review, and supporting quantitative and algorithmic trading workflows. This role is hands‑o...
Senior Compliance Associate, International Sales
Senior Compliance Associate, International Sales A global financial institution is seeking a Senior Compliance Associate to support its International Sales and Sales Trading functions. This role focuses on providing day‑to‑day compliance coverage for cross‑border equity activity, including review of international offerings, oversight of communicati...
Compliance Officer, Private Equity Firm
A $3B AUM private equity firm focused on technology investments is seeking a VP-level Compliance Officer to report to the General Counsel/Chief Compliance Officer. This role leads governance and advisory compliance across the firm, partnering with investment, operations, and portfolio value-creation teams to embed a culture of integrity and contro...