All jobs near New York in the Regulatory sector

• New York
• US$120000 - US$180000 per annum
• Posted 10 days ago

Our client, a global, self-clearing Broker Dealer, is looking to hire a Senior Compliance Manager who will report into the firms CCO and General Counsel. The incumbent will among others, provide specialist Compliance advice and guidance to senior business leaders and key members of the firms Sale...

• New York
• US$175000 - US$200000 per annum
• Posted 12 days ago

A full-service engineering firm is looking to bring on a Controller to its New York City office. This individual will report directly into the CEO and ensure timely and accurate execution of all financial and accounting functions. As manager of the firm's accounting department, this leadership po...

• New York
• US$175000 - US$200000 per annum
• Posted 18 days ago

A full-service engineering firm is looking to bring on a Controller to its New York City office. This individual will report directly into the CEO and ensure timely and accurate execution of all financial and accounting functions. As manager of the firm's accounting department, this leadership po...

• New York
• US$135000 - US$150000 per annum
• Posted 26 days ago

A boutique, rapidly-growing broker-dealer firm who has previously outsourced its compliance program is looking to bring on an in-house Chief Compliance Officer. This seat with report directly into the CEO and work alongside the firm's FinOp to ensure compliance with FINRA/applicable regulations. ...