Regulatory Jobs in New York
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Compliance Monitoring and Testing Associate
Monitoring & Testing AssociateHybrid - New York Compensation: $100,000 - $135,000OverviewA top bank is looking for a Monitoring & Testing Associate to support its Compliance Monitoring & Testing program. This role focuses on evaluating internal controls, identifying risks, and ensuring business activities align with regulatory expectations and inte...
Senior Fixed Income Compliance Advisor
Our client is a leading global quantitative investment manager with a strong track record across systematic fixed income, macro, and relative‑value strategies. As part of the firm's continued growth, they are seeking a Senior Fixed Income Compliance Advisor to provide front‑office advisory coverage to their fixed income and rates trading businesses...
Compliance Data Specialist Senior Manager
A large, complex banking organization is seeking a Compliance Data Specialist to support its Compliance function through the development of robust data, reporting, and automation solutions. This role will focus heavily on the Microsoft Power Platform, with particular emphasis on Power BI, Power Automate, and Power Apps, enabling data‑driven oversi...
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Regulatory Change Manager
A large, complex wholesale banking institution is seeking a Regulatory Change Manager to support the identification, assessment, and implementation of regulatory developments impacting its U.S. wholesale businesses. This role sits within the Compliance Regulatory Change function and plays a critical role in ensuring the firm maintains a robust, en...
Director of Equities Compliance Advice
A leading wholesale banking institution is seeking a Director of Equities Compliance to provide senior‑level compliance advisory coverage to its equities sales and trading businesses. This is a high‑profile role supporting a broad equities platform, partnering closely with front‑office leadership, risk, legal, and governance teams to ensure the bus...
Chief Compliance Officer
Our client, a small but internationally active global markets bank, is seeking to appoint a Chief Compliance Officer (CCO) to lead and further enhance its global Compliance function. This is a senior leadership role with broad responsibility across the firm's capital markets activities, requiring close partnership with executive management, the Boa...