Regulatory Jobs in New York
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Associate Director
Job Title: Associate Director, Regulatory Reporting & Accounting (Futures)Location: On-site - New York, NYSalary Range: $150,000 - $185,000 baseIndustry: FintechEmployment Type: Full-Time About the Role:Seeking a highly motivated and detail-oriented Associate Director of Regulatory Reporting & Accounting to join a top-tier fintech firm in New York ...
Marketing & Data Compliance Manager
Our client is redefining what it means to be a consumer bank. With a focus on innovation, trust, and customer-first thinking, they're building financial solutions that are secure, smart, and simple. As they grow, they're looking for a experienced Marketing and Data Compliance Manager to join the team and ensure marketing strategies are not only eff...
Senior Regulatory Exam Manager
Our client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager level to lead specialist Regulatory Exams across the firms Banking & Capital Markets businesses. The firm is one of the world's largest banking groups whose global presence continues to go from strength to strength. Bot...
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Compliance Associate
A leading private credit investment firm with $7B+ assets under management is looking to bring on a Senior Compliance Associate to their growing team. The Senior Compliance Associate will support the Chief Compliance Officer/General Counsel on updating, implementing, and maintainng the firm's compliance program. This will be the Chief Compliance Of...
Compliance Testing Manager Capital Markets
Compliance Testing Manager - Capital MarketsOur client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Manager level to lead specialist Compliance Testing programs across the firms Capital Markets business. The firm are one of the world's largest banking groups whose global presence continues...
Regulatory Reporting Manager
Regulatory Reporting Manager - Broker-DealerOverview Our client, a leading financial institution, is seeking a seasoned Regulatory Reporting Manager to join their Broker-Dealer Regulatory Reporting Group in the Americas. This role plays a critical part in ensuring accurate and timely regulatory filings while maintaining strong relationships with U....