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Regulatory Jobs in New York

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Senior Fraud Risk Officer
$200,000 - $225,000 USD a year

Senior Fraud Risk OfficerLocation: New York Metro Area (Hybrid)Base Salary: $200,000 - $225,000 About the OpportunityOur client, a growing financial services organization, is seeking a Senior Fraud Risk Officer to lead the development and enhancement of enterprise fraud prevention and monitoring capabilities. This highly visible individual contrib...

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eComms Compliance Analyst
New York$65,000 - $90,000 USD a year

eComms Compliance AnalystAbout the OpportunityOur client is a highly regarded financial services organization seeking an eComms Compliance Analyst to join its growing compliance team.This role offers the opportunity to support a sophisticated monitoring and surveillance program within a fast-paced, high-performance environment. The successful cand...

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Compliance Officer
$160,000 - $200,000 USD a year

Compliance OfficerLocation: New York Metro Area (Onsite)Compensation: $160,000 - $200,000 Base Salary + Bonus About the OpportunityA sophisticated global investment management organization is seeking an experienced Compliance Officer to join its compliance team. This role offers significant exposure to senior leadership, investment professionals, t...

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Senior Compliance Officer Monitoring & Testing
New York$90,000 - $125,000 USD a year

Senior Compliance Officer, Monitoring & TestingLocation: New York, NY Compensation: $90,000 - $125,000 Base SalaryA leading financial services organization is seeking a Senior Compliance Officer, Monitoring & Testing to join its Compliance function. This individual will play a key role in executing compliance reviews, assessing regulatory risk, ide...

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Strucured Finance Attorney
New York$235,000 - $420,000 USD a year

Our cleint is seeking a talented Attorney to join its growing Asset Securitization Practice Group in New York. This is an excellent opportunity for a transactional attorney looking to work on sophisticated structured finance and securitization matters alongside a highly regarded team serving financial institutions, asset managers, lenders, issuer...

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Regulatory Compliance Associate
New York$115,000 - $150,000 USD a year

Regulatory Compliance AssociateNew York, NYOur client, a leading global investment management firm, is seeking a Regulatory Compliance Associate to join its growing wealth and private markets platform. This individual will play a key role in supporting regulatory, compliance, fund governance, and oversight initiatives across a diverse range of inve...

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