Regulatory Jobs in New York

Head of Fixed Income ComplianceOur client, an international Capital Markets group, is looking to hire an experienced Compliance professional at either senior Executive Director or junior Managing Director level who will provide leadership and direction to a specialist Compliance Advisory team whose mandate is the provision of Fixed Income Complianc...

KYC Associate - Financial Institution (On-site, New York City)Salary Range: $65,000 - $70,000/yearA global financial institution with a wholesale and investment banking presence in New York City is seeking a KYC Associate to support its Know Your Customer (KYC) and Customer Due Diligence (CDD) program. This on-site role ensures client profiles are ...

Controller - Civil Engineering Firm Location: Hybrid (2-3 days/week onsite) - New York CitySalary: $175,000-$200,000 base + bonus potentialExperience: 10+ years in AEC financeCredential: CPA required (no exceptions) About the CompanyOur client is a mission-driven civil engineering firm headquartered in New York City, dedicated to advancing sustaina...

Director - Control Room Compliance (Capital Markets)Our client, a global investment bank with a strong presence across major financial centers, is seeking an experienced compliance professional to lead its Control Room team within the Capital Markets Compliance function. This leadership role is pivotal in managing the firm's information barrier fra...

Surveillance Associate - Global Investment Bank (Hybrid, NYC)Salary Range: $100,000 - $120,000Our client, a leading global investment bank, is seeking a Surveillance Associate to join its Compliance Department. This role is a key part of the Surveillance team, responsible for monitoring trading activity, investigating potential rule violations, and...