Regulatory Jobs in Hong Kong
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Derivatives Compliance VP Chinese Investment Bank
CLIENT BACKGROUNDA leading Chinese investment bank is hiring a Vice President, Global Markets Compliance to support its OTC derivatives and structured products business in Hong Kong.This is an advisory role, working closely with Global Markets / FICC businesses on regulatory interpretation, new product initiatives, and evolving SFC requirements.The...
VP/Director Cash Equities Compliance (Tier-1 Chinese Bank)
CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to st...
Financial Crime Compliance Manager Regional Bank
CLIENT BACKGROUNDOur client is a well‑established regional financial institution with a strong footprint across Asia. The firm is committed to maintaining the highest standards of regulatory compliance and financial crime governance. With continued business growth, they are seeking an experienced FCC professional to join their Hong Kong office and ...
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Compliance AVP/VP Investment Bank/Securities
CLIENT BACKGROUNDOur client is a well‑established financial institution with a strong regional presence, offering a broad range of investment and brokerage services. With expanding business lines across traditional and emerging asset classes, the firm is strengthening its compliance function in Hong Kong to support continued growth and uphold high ...
Regulatory Counsel
Key ResponsibilitiesAdvise on Hong Kong financial services regulation, including the Securities and Futures Ordinance and applicable SFC rules, codes, and guidelines.Support SFC licensing matters, including new licence applications, variations, and ongoing regulatory obligations.Provide regulatory advice in connection with new business initiatives,...
Financial Crime Compliance Manager Regional Bank
CLIENT BACKGROUNDOur client is a well‑established regional financial institution with a strong footprint across Asia. The firm is committed to maintaining the highest standards of regulatory compliance and financial crime governance. With continued business growth, they are seeking an experienced FCC professional to join their Hong Kong office and ...