Regulatory Jobs in Hong Kong
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Compliance Manager Hedgefund
About Our Client: Our client is a leading hedge fund with a strong presence across Asia Pacific, known for its sophisticated investment strategies and commitment to regulatory excellence. As part of their continued growth, they are seeking a highly capable Compliance Manager to oversee regulatory and investment compliance across multiple jurisdicti...
Market Compliance Associate/AVP International Investment Bank
CLIENT BACKGROUND A well-established investment bank with a strong footprint across Asia is seeking a dynamic and detail-oriented compliance professional to join its Hong Kong office. Known for its robust governance framework and commitment to integrity, the firm offers a collaborative environment and long-term career development opportunities. JOB...
VP/Director Cash Equities Compliance (Tier-1 Chinese Bank)
CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to st...
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Head of Compliance Chinese Financial Institution
CLIENT BACKGROUND A well-established financial institution with a strong presence in Hong Kong is seeking a seasoned compliance professional to lead its compliance function. The firm is committed to maintaining the highest standards of regulatory integrity and is looking for a strategic leader to drive its AML and compliance agenda. This is a conf...
Derivatives Compliance VP Chinese Investment Bank
CLIENT BACKGROUNDA dynamic and fast-growing financial institution is expanding its compliance function with a newly created role focused on derivatives compliance. With a growing OTC derivatives business across FICC and Equities, the firm is seeking a senior compliance professional to strengthen its regulatory oversight and support business growth....
Regulatory Counsel
Key Responsibilities:Advise on digital asset regulatory frameworks and licensing regimes in offshore jurisdictions such as the British Virgin Islands, Gibraltar, and the Cayman Islands.Lead or support license application processes, including coordination with local counsel and regulatory bodies.Monitor and interpret regulatory developments across ...