Regulatory Jobs in Hong Kong
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Compliance Manager / Vice President Compliance Advisory
CLIENT BACKGROUNDOur client is a well-established financial services platform with a strong presence in Hong Kong and the wider Asia-Pacific region. The organisation is known for its commitment to strong governance, regulatory excellence, and a collaborative working environment.As part of its continued growth, the firm is seeking an experienced com...
Derivatives Compliance VP Chinese Investment Bank
CLIENT BACKGROUNDA dynamic and fast-growing financial institution is expanding its compliance function with a newly created role focused on derivatives compliance. With a growing OTC derivatives business across FICC and Equities, the firm is seeking a senior compliance professional to strengthen its regulatory oversight and support business growth....
Equities Compliance VP International Bank
CLIENT BACKGROUNDOur client is a well-established, global financial services platform with a significant presence across Asia-Pacific. The firm is known for its strong governance culture, close alignment between Compliance and the front office, and long-term investment in experienced compliance professionals.This is a trading-floor-facing role with...
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Chief Compliance Officer Hedgefund
A rapidly growing Asia-focused investment management firm is seeking a Chief Compliance Officer / Head of Legal and Compliance to lead the firm's legal, regulatory and compliance framework as it continues to expand its institutional business and assets under management.This is a highly visible leadership role working directly with the CIO, senior m...
Trust, Corporate Services Provider Compliance
A growing Trust & Corporate Service Provider with regulated entities across multiple jurisdictions is seeking an experienced Compliance Policy, Regulatory Affairs & Governance Manager to join its Hong Kong office.This is a highly visible role focused on regulatory engagement, policy development, governance oversight and cross-jurisdiction coordinat...
SFC Authorized Fund Compliance
A leading investment management platform is seeking a Compliance Manager to join its Hong Kong team.This is an excellent opportunity for candidates with experience covering SFC-authorised funds and public fund regulations who are looking to join a dynamic and growing investment platform.ResponsibilitiesProvide day-to-day compliance advisory support...