Regulatory Jobs in Hong Kong
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Compliance Officer Global Private Equity
Compliance Officer - Tier 1 Private Equity / Venture Capital FirmWe are partnering with a leading global Private Equity / Venture Capital platform to appoint a Compliance Officer to support its Asia business. This is a key hire within a well-established compliance function, offering exposure to a broad range of regulatory and business activities ac...
Compliance Manager Global Quantitative Trading Firm
We are seeking a Compliance professional to join the APAC Compliance team of a global quantitative trading firm.This role will play a central part in overseeing and enhancing the regional Compliance programme, with a focus on governance, performance oversight, and driving global and cross-regional initiatives. The successful candidate will collabor...
VP, IBD Compliance (IPO focus)
About Us: Join a leading Chinese investment bank, renowned for its commitment to excellence and innovation in the financial services industry. We are seeking a highly skilled IBD Compliance Specialist to ensure adherence to regulatory standards and best practices in IPO transactions. Key Responsibilities:Provide first-line compliance advisory for I...
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Leasing Officer Asset Management
Leasing Officer (Retail)A well-established real estate asset management platform with a sizeable retail and commercial portfolio in Hong Kong is seeking a Leasing Officer (Retail) to join its team. The portfolio comprises strategically located assets across core urban districts, largely situated within densely populated communities and in close pro...
Derivatives Compliance VP Chinese Investment Bank
CLIENT BACKGROUNDA leading Chinese investment bank is hiring a Vice President, Global Markets Compliance to support its OTC derivatives and structured products business in Hong Kong.This is an advisory role, working closely with Global Markets / FICC businesses on regulatory interpretation, new product initiatives, and evolving SFC requirements.The...
VP/Director Cash Equities Compliance (Tier-1 Chinese Bank)
CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to st...